Fundraisers / Jefferies LLC

FundraiserRegistered broker-dealer

Jefferies LLC

FINRA CRD 2347 · placing rounds since Jan 2012

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From the filings

Jefferies LLC is a FINRA-registered broker-dealer (CRD 2347), placing rounds since Jan 2012.

It was named on 290 Form D filings as paid to sell the offering: 74 for operating companies, 209 for funds, 7 for real estate.

In the last two years it placed 7 company rounds, most recently in Jul 2026.

Its typical cash commission is 4.0%, against a 5.0% median across firms.

Most of its rounds were $100M+, and most of the companies were in NY.

Company rounds74placed, all time
Last two years7latest Jul 2026
Sold$17.5Bin the rounds they placed
Typical fee4.0%median firm 5.0%

Activity

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

323Q4124Q1224Q2124Q3224Q4125Q1225Q4126Q2126Q3

What they place

Company rounds by industry

66 rounds with an industry on the filing.

  1. Biotechnology26%
  2. Pharmaceuticals20%
  3. Oil and gas20%
  4. Other14%
  5. Technology9%
  6. Health care6%
  7. Travel6%
How big the rounds are
  1. Under $1M0
  2. $1M to $5M1
  3. $5M to $20M5
  4. $20M to $100M27
  5. $100M+39
Where the companies are
NY15TX11MA10CO8CA7NJ5WA3NC1
What the fee comes to$80k

on a $2.0M round, at their typical 4.0%. The median firm would take $100k.

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The work

Rounds they placed

Company roundsEverything, funds too

FiledIssuerIndustrySold
Jul 2026Wonder Group, Inc.Restaurants$354M
May 2026Veradermics, IncHealth care$30M
Dec 2025Factorial Frontier, L.P.Other-
Nov 2025Galecto, Inc.Biotechnology$285M
Mar 2025Aadi Bioscience, Inc.Biotechnology$100M
Dec 2024Wonder Group, Inc.Restaurants$718M
Dec 2024Olema Pharmaceuticals, Inc.Pharmaceuticals$250M
Jul 2024CASI Pharmaceuticals, Inc.Pharmaceuticals$15M
Jun 2024Pershing Square Holdco, L.P.Investing$856M
Jun 2024Bicycle Therapeutics PlcPharmaceuticals$555M
Feb 2024Nasdaq Private Market, LLCOther$40M
Dec 2023Spyre Therapeutics, Inc.Biotechnology$180M
Nov 2023Grey Orange International Inc.Technology$103M
Oct 2023Nasdaq Private Market, LLCOther$21M
Aug 2023Taysha Gene Therapies, Inc.Biotechnology$150M
Jul 2023Aeglea BioTherapeutics, Inc.Biotechnology$210M
Dec 2022Karyopharm Therapeutics Inc.Pharmaceuticals$165M
Aug 2022Vigil Neuroscience, Inc.Pharmaceuticals$75M
Jul 2022Annexon, Inc.Biotechnology$130M
Jun 2022iSpot.tv, Inc.With Jefferies LLCTechnology$335M
May 2022Celcuity Inc.With Jefferies LLCBiotechnology$100M
Apr 2022Dianthus Therapeutics, Inc.With Jefferies LLCBiotechnology$100M
Nov 2021CSI Compressco LPWith Jefferies LLCOil and gas$53M
Sept 2021Aadi Bioscience, Inc.With Jefferies LLCBiotechnology$155M
Jun 2021Nautilus Biotechnology, Inc.Other$200M
Apr 2021Verint Systems IncTechnology$200M
Feb 2021Catabasis Pharmaceuticals IncPharmaceuticals$110M
Jan 2021Yumanity Therapeutics, Inc.Health care$34M
Jan 2021Number Holdings, Inc.Retailing$210M
Nov 2020LianBioPharmaceuticals$270M
Nov 2020Miragen Therapeutics, Inc.Biotechnology$91M
Sept 2020CRB Group, Inc.With N/AFinancial services$106M
Aug 2020TFF Pharmaceuticals, Inc.Pharmaceuticals$26M
Jul 2020Verona Pharma plcPharmaceuticals$200M
Jun 2020Amyris, Inc.Manufacturing$200M
May 2020Verint Systems IncTechnology$200M
Mar 2020Verastem, Inc.Pharmaceuticals$100M
Jan 2020PlaneSense, Inc.Travel$22M
Jan 2020Liquidia Technologies IncBiotechnology$22M
Jan 2020Savara IncPharmaceuticals$27M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Syndicates

Often on the same rounds

Other fundraisers named on the same filings: the firms they sell rounds alongside.

From founders

Founders who worked with them

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Q&A

What has Jefferies LLC placed?

74 company rounds on the SEC's Form D filings name them as paid to sell the offering. The latest are listed above, with the amount sold.

Is the commission all they charge?

No. The filing reports the cash commission. Warrants, retainers and expenses come on top and are not in the figure.

How do I check a broker-dealer?

On FINRA BrokerCheck, by the firm's CRD number. It shows registration, the people registered with the firm, and any disclosures.

Are you Jefferies LLC?

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