Fundraisers / Ascendant Financial Partners, LLC

FundraiserRegistered broker-dealer

Ascendant Financial Partners, LLC

FINRA CRD 143326 · placing rounds since Aug 2015

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From the filings

Ascendant Financial Partners, LLC is a FINRA-registered broker-dealer (CRD 143326), placing rounds since Aug 2015.

It was named on 3 Form D filings as paid to sell the offering: 3 for operating companies.

In the last two years it placed 1 company round, most recently in Jan 2026.

Its typical cash commission is 1.8%, against a 5.0% median across firms.

Most of its rounds were $5M to $20M, and most of the companies were in KS.

Company rounds3placed, all time
Last two years1latest Jan 2026
Sold$13Min the rounds they placed
Typical fee1.8%median firm 5.0%

Activity

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

126Q1

What they place

Company rounds by industry

3 rounds with an industry on the filing.

  1. Agriculture100%
How big the rounds are
  1. Under $1M0
  2. $1M to $5M1
  3. $5M to $20M2
  4. $20M to $100M0
  5. $100M+0
Where the companies are
KS1NY1OR1
What the fee comes to$35k

on a $2.0M round, at their typical 1.8%. The median firm would take $100k.

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The work

Rounds they placed

Company roundsEverything, funds too

FiledIssuerIndustrySold
Jan 2026Golden Waves Grain, LLCWith Dusty ClevengerAgriculture$6.0M
Jun 2021Finger Lakes Fish, Inc.Agriculture$2.0M
Aug 2015Pacific Ag, LLCAgriculture$5.4M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 3 shown.

From founders

Founders who worked with them

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Q&A

What has Ascendant Financial Partners, LLC placed?

3 company rounds on the SEC's Form D filings name them as paid to sell the offering. The latest are listed above, with the amount sold.

Is the commission all they charge?

No. The filing reports the cash commission. Warrants, retainers and expenses come on top and are not in the figure.

How do I check a broker-dealer?

On FINRA BrokerCheck, by the firm's CRD number. It shows registration, the people registered with the firm, and any disclosures.

Are you Ascendant Financial Partners, LLC?

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