United States · 
What does Waterfall Asset Management invest in?
Waterfall Asset Management invests most often at Debt (100% of the rounds on record), in sectors such as Biopharma and Biotechnology.
Waterfall Asset Management highlights
- 01
1 cheques in the last 12 months
- 02
Mostly Debt: 100% of its rounds
- 03
Sole investor in 2 rounds, median $175M
What they do
- Type
- VC firm (from a list, unverified)
- Cheque size
- Not stated
- Stages
- SeedSeries ASeries BGrowth
- Sectors
- BiopharmaBiotechnology
- Based in
- United States
- Cold pitches
- Not stated
The record
Every round we can evidence, newest first3 appearances
- 2026
1 round
- Jul
- 2019
1 round
- Jan
- 2017
1 round
- Jan
An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.
The team
Named by the firm itself, on a filing, its Form ADV or its company registration4 named
BBBrian BreakstoneChief Financial OfficeriForm ADV
JJJack Jay RossManageriForm ADV
KAKenneth Adam NickGeneral Counsel, Chief Compliance Officer, Chief Operating OfficeriForm ADV
TEThomas Edward CapasseManageriForm ADV
We also hold 29 people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.
What the register says
From the firm's own filings with the SEC, which it must file accurately by law
$22Bassets it managesOct 2026
Registeredinvestment adviserfull reporting to the SEC
- Legal name
- Waterfall Asset Management, LLC
- SEC number
- CRD 137746
Funds on its Form ADV
27 private funds, $15B in gross assets · filed Nov 2024
Hedge 22Private equity 4Real estate 1
- Waterfall Victoria Master Fund, LTD.Hedge230 investors$5.8B
- Waterfall EDEN Master Fund, LTD.Hedge320 investors$3.0B
- Waterfall Sandstone Fund, L.P.Hedge3 investors$1.3B
- Lake Cascade Fund, L.P.Hedge2 investors$1.1B
- Waterfall Rock Island, LLCHedge2 investors$663M
- Waterfall Eagle Fund, LLCHedge2 investors$587M
- Waterfall Delta Offshore Master Fund, L.P.Hedge4 investors$488M
- Waterfall Sandstone Opportunity Fund, L.P.Hedge11 investors$437M
- Waterfall Dislocation Opportunity Master Fund, L.P.Hedge29 investors$387M
- Waterfall Atlas Master Fund B, L.P.Hedge57 investors$363M
And 17 more on the filing.