United States · Investor

Northern Trust

Last cheque observed Apr 2015. Silence since then is not evidence of inactivity: our sources miss unannounced rounds.

QuietNew fund $100M, Mar 2014Growth equity

Series DEnterprise SoftwareMobileImpact Investing

Cheques on record
0%of best year0cheques in 12 months, 1 on record
Since the last cheque4213days00hrs00min00sec
Median round$95MRounds led0 of 1
Pitch Northern Trust

Northern Trust highlights

  1. 01

    1 rounds on record

  2. 02

    Mostly Series D: 100% of its rounds

What they do

Type
Growth equity (from a list, unverified)
Cheque size
Not stated
Sectors
Enterprise SoftwareMobileImpact Investing
Based in
Chicago, United States
Cold pitches
Not stated

The record

Every round we can evidence, newest first1 appearances

  1. 2015

    1 round

  2. Apr
    DockerSeries D · US$95MWith 9 others

An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.

The team

Named by the firm itself, on a filing, its Form ADV or its company registration24 named

ACAdam Charles Searle HallsworthChief Financial OfficeriForm ADV
AWAlan W. RobertsonExecutive Officer of Northern Trust Global Advisors, Inc., the TrusteeiFiling they signed
AKAllison K. FraserExecutive OfficeriFiling they signed
ASAndrew S.C. SmithExecutive OfficeriFiling they signed
AGAngelo George ManioudakisExecutive Vice President/Chief Investment Officer/DirectoriForm ADV
AKArchana KumarExecutive Vice President/Chief Operating Officer/DirectoriForm ADV
BSBimal ShahDirectoriForm ADV
BSBradford S. AdamsSenior Vice PresidentiFiling they signed
BMBradley M. DorchinezExecutive Officer, PromoteriFiling they signed
CEChristopher E. VellaSENIOR VICE PRESIDENT OF NORTHERN TRUST INVESTMENTS, INC.iFiling they signed
CRCraig Richard CarberryExecutive OfficeriFiling they signed
DEDaniel Ernesto GambaChairman/President/Chief Executive Officer/DirectoriForm ADV
DKDarlene K. ChappellExecutive OfficeriFiling they signed
DCDavid Charles BlowersDirectoriForm ADV
DKDavid K. McHughExecutive OfficeriFiling they signed
DADebra Ann GriewahnChief Compliance OfficeriForm ADV
DFDerek F. JewusiakExecutive OfficeriFiling they signed
FEFrances Emelia Mary McilrathChief Compliance OfficeriForm ADV
JDJames D. McDonaldExecutive OfficeriFiling they signed
JDJames David RippeyDirectoriForm ADV
JDJohn D. SkjervamExecutive OfficeriFiling they signed
JMJohn Martin MccareinsChief Executive OfficeriForm ADV
JVJon Vincent CherryPresidentiForm ADV
JWJoseph Wallace McinerneyExecutive Officer of Northern Trust Global Advisors, Inc., the TrusteeiFiling they signed

We also hold 245 people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.

What the register says

From the firm's own filings with the SEC, which it must file accurately by law

$1455Bassets it manages, 3 advisers combinedOct 2026
Registeredinvestment adviserfull reporting to the SEC
Legal name
Northern Trust Securities, Inc.
SEC number
CRD 7927

Funds on its Form ADV

9 private funds, $1.4B in gross assets · filed Oct 2024

Multi advisor fund 5Multi adviser fund 3Hedge 1

  1. Multi-Advisor Funds Global Equity Fund-Generation Investment Management US LLPHedge251 investors$500M
  2. Multi-Advisor Funds Global Emerging Markets Equity Fund - Axiom InvestorsMulti advisor fund229 investors$205M
  3. Multi-Advisor Funds Covered CALL Equity Income FundMulti adviser fund214 investors$200M
  4. Multi-Advisor Funds Concentrated High Yield and Leveraged LOAN Fund MAFMulti advisor fund174 investors$189M
  5. Multi-Advisor Funds-Global Emerging Markets FundMulti advisor fund85 investors$126M
  6. Multi-Advisor Funds Emerging Markets Growth FundMulti adviser fund115 investors$67M
  7. Multi-Advisor Funds International Equity Value FundMulti advisor fund29 investors$56M
  8. Multi-Advisor Funds Global Sustainable Infrastructure FundMulti adviser fund14 investors$56M
  9. Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLCMulti advisor fund36 investors$49M

Companies it bought

Acquisitions by the firm itself

Aviate GlobalUndisclosedDec 2015
Omnium LLCUndisclosedMay 2011

Quick answers about Northern Trust

What does Northern Trust invest in?

Northern Trust invests most often at Series D (100% of the rounds on record), in sectors such as Enterprise Software, Mobile and Impact Investing.

How active is Northern Trust?

1 investments on record, 0 of them in the last 12 months. The most recent was in Apr 2015.

How big are Northern Trust's cheques?

The median round it joins is $95M.

Is Northern Trust investing now?

No investments in the last 12 months; the latest was in Apr 2015.

What kind of investor is Northern Trust?

Northern Trust is a growth equity firm based in Chicago, United States.

How much does Northern Trust manage?

About $1455B, as regulatory assets under management, 3 advisers added together (Oct 2026).

Has Northern Trust raised a new fund?

Its latest fund filing with the SEC was in Mar 2014, reporting $100M raised.

When was Northern Trust founded?

Northern Trust was founded in 1889.

Raising now?

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Built from the rounds we watched, its filings and its own website, refreshed every night. How we count · Report a correction · Is this your firm? Claim it