United States · Is Commonwealth Financial Network investing now?
No investments in the last 12 months.
What they do
- Type
- Investment firm (from a list, unverified)
- Cheque size
- Not stated
- Based in
- Waltham, United States
- Cold pitches
- Not stated
The record
No rounds observed yet. That is a limit of the sources we read, not a finding about the firm. If it has invested, a round will put it here. Know a round it was in? Tell us.
The team
Named by the firm itself, on a filing, its Form ADV or its company registration13 named
AWAlexander William HansenSvp, Ria ComplianceiForm ADV
BTBrian Thomas PriceManaging Principal, Investment Management and ResearchiForm ADV
CAChristopher Anthony Trapnell KlomanChief Operations Officer, PresidentiForm ADV
JJJohn James RooneyManaging PrincipaliForm ADV
JCJonathan C. CleasbyChief Financial OfficeriForm ADV
JCJonathan Christiaan BohsManaging Principal, OperationsiForm ADV
JSJoseph Samuel DeitchChairmaniForm ADV
MFMatthew Fletcher DeitchVice ChairmaniForm ADV
PJPaul Jonathan TolleyManaging Principal, Chief Compliance OfficeriForm ADV
PLPeggy Lynn HoGeneral Counsel, Senior Vice PresidentiForm ADV
PTPeter Tompkins WheelerManageriForm ADV
WMWayne Michael BloomChief Executive OfficeriForm ADV
WBWilliam Bradford McmillanManaging Principal, Chief Investment OfficeriForm ADV
We also hold 13 people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.
What the register says
From the firm's own filings with the SEC, which it must file accurately by law
$213Bassets it managesOct 2026
Registeredinvestment adviserfull reporting to the SEC
- Legal name
- Commonwealth Equity Services, LLC
- SEC number
- CRD 8032