# Finalis: Investment banking, San Francisco, United States

> Finalis: Finalis is a technology-driven broker-dealer and dealmaking platform that simplifies private capital markets for investment bankers, placement...

Source: https://millionrounds.com/startup/finalis (Millionrounds; every figure on the page links to its filing or article)

United States · [Investment banking startup](https://millionrounds.com/companies)

# Finalis

Finalis is a technology-driven broker-dealer and dealmaking platform that simplifies private capital markets for investment bankers, placement agents, and dealmakers.

Funding reported Last round: Seed

Investment banking San Francisco, United States

Company summary

- **Founded:** 2020 6 years old
- **Team:** 140 51 to 200 people
- **Funding reported:** $11M in dollars
- **Last round:** Seed Jul 2022

How sure we are

- ✓ **Listed** We know it exists and what it does
- 2 **Funding reported** A company dataset reports a raise
- 3 **Observed** A filing or a dated announcement confirms a round

No round for Finalis has been confirmed by a filing or an announcement yet, so nothing here counts toward an investor's record. [How we decide](https://millionrounds.com/methodology)

## About Finalis

Finalis is a technology-driven broker-dealer and dealmaking platform that simplifies private capital markets for investment bankers, placement agents, and dealmakers.

Founded in 2017 and launched in 2020, the company is headquartered in San Francisco, California, with a significant presence in New York, NY. Finalis aims to streamline deal execution, compliance, and collaboration in the private capital markets. The platform operates as a SaaS application, providing tools for regulatory compliance, broker-dealer management, and deal lifecycle automation. Its core offerings include modules for executing deals, connecting bankers for collaboration, and secure payment processing. Finalis also offers a compliance back-office solution, a deal management system, and legal templates to help clients enhance their revenue opportunities. The company serves a diverse clientele in the capital markets and financial services sector, including independent investment bankers, M&A advisors, fund managers, and securities brokerages.

## What company datasets say Finalis raised

Funding, as reported

Reported in all **$11M** in dollars

Rounds **1**

Last round **Seed**

Last round size **$11M**

Last round date **Jul 2022**

Investors listed **7**

## Founders and team

From Finalis's own website and the SEC filings it signed: 1 founder, 6 on the team.

**Federico Baradello** Founder & CEO *Named on its 2022 Form D*

- **Ketan Bhalla** Chief Product & Technology Officer
- **Steve Price** Chief Compliance Officer
- **Alejandro Sueldo** Chief Operating Officer and General Counsel i
- **Mariano Riccio** VP of Finance
- **Shilo Riddle** VP of People and Performance
- **Chris Giampapa** General Counsel

## On 12 portfolio pages

Investors who name them

- [Manhattan West](https://millionrounds.com/fund/manhattan-west)
- [Ulu Ventures](https://millionrounds.com/fund/ulu-ventures)
- [Enabling Future](https://millionrounds.com/fund/enabling-future)
- [Branded Hospitality Ventures](https://millionrounds.com/fund/branded-strategic-hospitality)
- [Branded Strategic](https://millionrounds.com/fund/branded-hospitality-ventures)
- [Marin Sonoma Impact Ventures](https://millionrounds.com/fund/marin-sonoma-impact-ventures)
- [Altari Ventures](https://millionrounds.com/fund/altari-ventures)
- [Banyan Ventures](https://millionrounds.com/fund/banyan-ventures)
- [Ballard Global](https://millionrounds.com/fund/ballard-global)
- [Lightning Rod Capital](https://millionrounds.com/fund/lightning-rod-capital)
- [River Guide Labs](https://millionrounds.com/fund/river-guide-labs)
- [Covenant Venture Capital](https://millionrounds.com/fund/covenant-venture-capital)

Each firm lists Finalis on its own website. That is the firm's claim, a weaker thing than a round we watched, but a named source.

## The company, in detail

What they build

Known for

regulatory oversight capital raising deal sourcing deal flow management deal network financial services tech real-time tracking deal execution real-time data network of dealmakers fintech platform private markets transaction efficiency private capital transaction management deal pipeline private capital

Built with from their website

Amazon SES Google Tag Manager Amazon CloudFront Google Cloud Linkedin Insight Tag YouTube Spotify Google Workspace CloudFlare Luma

+8 more

Viewport Meta LinkedIn Ads CookieYes Amazon Simple Email Service Hubspot Atlassian Confluence MongoDB Atlas Webflow Hosting

- **Sector:** Investment banking
- **Industry code:** NAICS 523150, 523999, SIC 6211
- **Region:** California
- **Revenue:** $26M a year, as listed
- **Full record:** [Every detail in the company directory](https://millionrounds.com/directory/finalis)

## Investment banking in United States

Startups like it

- [**BUYandHOLD, Inc.** Edison · founded 1999](https://millionrounds.com/startup/buyandhold-inc)
- [**The Peakstone Group** Chicago · founded 2008](https://millionrounds.com/startup/the-peakstone-group)
- [**NRS Associates LLC** New York · founded 2006](https://millionrounds.com/startup/nrs-associates-llc)
- [**raises.com** New York · founded 2020](https://millionrounds.com/startup/raises-com-2)
- [**InspereX** Delray Beach · founded 1999](https://millionrounds.com/startup/insperex)
- [**EarlyBirdCapital** New York · founded 2000](https://millionrounds.com/startup/earlybirdcapital)
- [**Aurigin** New York · founded 2014](https://millionrounds.com/startup/aurigin)
- [**Roobee** Austell · founded 2017](https://millionrounds.com/startup/roobee)

## Is this your company?

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