# ComplySci: Financial services, New York, United States

> ComplySci: ComplySci, now part of the COMPLYTM portfolio, is a New York-based regulatory technology company founded in 2003. Based in New York, United States.

Source: https://millionrounds.com/startup/complysci (Millionrounds; every figure on the page links to its filing or article)

United States · [Financial services startup](https://millionrounds.com/companies)

# ComplySci

ComplySci, now part of the COMPLYTM portfolio, is a New York-based regulatory technology company founded in 2003.

Funding reported Last round: Series B

Financial services New York, United States

Company summary

- **Founded:** 2003 23 years old
- **Team:** 31 11 to 50 people
- **Funding reported:** $11M in dollars
- **Last round:** Series B Jul 2016

How sure we are

- ✓ **Listed** We know it exists and what it does
- 2 **Funding reported** A company dataset reports a raise
- 3 **Observed** A filing or a dated announcement confirms a round

No round for ComplySci has been confirmed by a filing or an announcement yet, so nothing here counts toward an investor's record. [How we decide](https://millionrounds.com/methodology)

## About ComplySci

ComplySci, now part of the COMPLYTM portfolio, is a New York-based regulatory technology company founded in 2003.

It specializes in automated compliance management software tailored for institutional investors and financial services firms. The company launched its first product, the Personal Trading Control CenterTM, in 2007, which was designed to oversee personal trading activities. ComplySci offers a comprehensive web-based compliance monitoring platform that helps firms manage risk and conflicts of interest. Key features include monitoring employee personal trading, managing codes of ethics, tracking outside business affiliations, and overseeing political contributions. The platform integrates with broker data for real-time trade monitoring and provides tools for risk analytics and reporting. With a global customer base of over 7,000, ComplySci serves a range of clients, including hedge funds, investment management firms, broker-dealers, banks, and insurance companies.

## What company datasets say ComplySci raised

Funding, as reported

Reported in all **$11M** in dollars

Last round **Series B**

Last round size **$3.0M**

Last round date **Jul 2016**

## The company, in detail

What they build

Known for

conflict of interest personal trading information technology & services financial services political contributions finance code of ethics regulatory compliance software certificationsattestations saas front running compliance outside business affiliations computer software b2b restricted list

Built with from their website

Wistia Google Tag Manager Salesforce Service Cloud WordPress.org Cvent Mimecast Hubspot Salesforce Mobile Friendly Bootstrap

+5 more

Amazon Route 53 Slack BugHerd Amazon AWS Microsoft 365

- **Sector:** Financial services
- **Industry code:** NAICS 513210, SIC 7372
- **Region:** New York

## Financial services in United States

Startups like it

- [**Kalshi** New York · founded 2019 *Raised*](https://millionrounds.com/company/kalshi)
- [**Temporal** founded 2022 *Raised*](https://millionrounds.com/company/temporal)
- [**Vestwell** New York · founded 2016 *Raised*](https://millionrounds.com/company/vestwell)
- [**C2FO** Kansas City · founded 2008 *Raised*](https://millionrounds.com/company/c2fo)
- [**Yieldstreet** New York · founded 2015 *Raised*](https://millionrounds.com/company/yieldstreet)
- [**Flutterwave** San Francisco · founded 2016 *Raised*](https://millionrounds.com/company/flutterwave)
- [**Corgi** San Francisco · founded 2024 *Raised*](https://millionrounds.com/company/corgi)
- [**Alpaca** San Mateo · founded 2017 *Raised*](https://millionrounds.com/company/alpaca)

## Is this your company?

Add your raise, your deck and your story, and put ComplySci in front of investors. Or tell us what we have wrong.

[List your startup](https://millionrounds.com/list-your-startup)[Send a correction](https://millionrounds.com/corrections)