# WM Smith & Co.: fundraiser

> WM Smith & Co. placed 2 company rounds filed with the SEC, most recently Nov 2018. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/wm-smith-and-co (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / WM Smith & Co.

Fundraiser Registered broker-dealer

# WM Smith & Co.

FINRA 30777 · placing rounds since Mar 2016

**2** company rounds placed

**0** in the last two years, last Nov 2018

**$797k** sold in the rounds they placed

**53.7%** typical commission; the median firm takes 4.9%

Named on 2 Form D filings as paid to sell the offering: 2 for operating companies.

## How big the rounds are

- Under $1M **2**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/wm-smith-and-co)[Everything, funds and real estate too](https://millionrounds.com/providers/wm-smith-and-co?show=all)

Filed Issuer Industry Sold

Nov 2018 Spectra7 Microsystems Inc. Other Technology **$677k**

Mar 2016 Phirelight Security Solutions Inc. Other Technology **$120k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Canaccord Genuity LLC** 1 round together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Canaccord Genuity Wealth Management (USA) Inc.** 1 round together](https://millionrounds.com/providers/canaccord-genuity-wealth-management-usa-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this WM Smith & Co.?

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