# WestPark Capital, Inc.: fundraiser

> WestPark Capital, Inc. placed 43 company rounds filed with the SEC, most recently Nov 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/westpark-capital-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / WestPark Capital, Inc.

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# WestPark Capital, Inc.

FINRA 39914 · placing rounds since Feb 2016

**43** company rounds placed

**4** in the last two years, last Nov 2025

**$117M** sold in the rounds they placed

**8.8%** typical commission; the median firm takes 4.9%

Named on 76 Form D filings as paid to sell the offering: 43 for operating companies, 1 for funds, 32 for real estate. 8 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4 **1** 25Q1 **1** 25Q2 **1** 25Q3 **1** 25Q4

## What they place

- Other Technology **35%**
- Biotechnology **21%**
- Other **19%**
- Other Health Care **8%**
- Pharmaceuticals **6%**
- Oil and Gas **6%**
- Other Energy **6%**

## How big the rounds are

- Under $1M **23**
- $1M to $5M **17**
- $5M to $20M **6**
- $20M to $100M **2**
- $100M+ **0**

## Where the companies are

**CA** 17 **NY** 13 **KS** 5 **CO** 4 **FL** 4 **IL** 3 **AZ** 3 **NJ** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/westpark-capital-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/westpark-capital-inc?show=all)

Filed Issuer Industry Sold

Nov 2025 Shuttle Pharmaceuticals Holdings, Inc. Pharmaceuticals **$2.5M**

Aug 2025 iSpecimen Inc. Other **$1.8M**

Jun 2025 Shuttle Pharmaceuticals Holdings, Inc. Agents: WestPark Capital, Inc. Pharmaceuticals **$4.3M**

Mar 2025 Wildcard Stat Trade Inc. Other **$203k**

Dec 2023 Smart Nora Inc. Other Technology **$250k**

Feb 2023 EBET, Inc. Other **$6.5M**

Dec 2022 Brag House Holdings, Inc. Other Technology **$1.7M**

Oct 2022 AmeriCrew Inc. Telecommunications **$245k**

Oct 2021 PhoneBrasil International Inc Telecommunications **$625k**

Dec 2020 Trutankless, Inc. Manufacturing **$100k**

Jun 2020 Trutankless, Inc. Manufacturing **$155k**

May 2020 GS Mining Co LLC Other Technology **$20M**

May 2020 9 Meters Biopharma, Inc. Agents: Westpark Capital, Inc. Pharmaceuticals **$23M**

Dec 2019 Caprock Minerals, LLC Oil and Gas **$10M**

Aug 2019 SRAX, Inc. Other Technology **$5.5M**

Apr 2019 Veritas Farms, Inc. Agriculture **$650k**

Mar 2019 Pure Harvest Cannabis Group, Inc. Other **$30k**

Dec 2018 Greenfield Farms LLC Other **$805k**

Nov 2018 Nyiax, Inc. Other **$1.2M**

Jun 2018 SanSal Wellness Holdings, Inc. Agents: WestPark Capital, Inc. Agriculture **$600k**

May 2018 Arrogene, Inc Biotechnology **$525k**

Apr 2018 Real Goods Solar, Inc. Other Energy **$11M**

Mar 2018 Arrogene, Inc Biotechnology **$2.7M**

Feb 2018 CLS Holdings USA, Inc. Other **$1.1M**

Jan 2018 SANUWAVE Health, Inc. Agents: N/A Biotechnology **$3.0M**

Jan 2018 Nyiax, Inc. Other **$385k**

Jan 2018 Real Goods Solar, Inc. Other Energy **$1.8M**

Sept 2017 Tapinator, Inc. Other Technology **-**

Aug 2017 PeerLogix, Inc. Other Technology **-**

Jul 2017 Inmune Bio, Inc. Agents: Westpark Capital, Inc. Biotechnology **$3.3M**

Apr 2017 PeerLogix, Inc. Other Technology **-**

Mar 2017 Nyiax, Inc. Other **$1.4M**

Mar 2017 Beneffect, LLC Other Health Care **-**

Jan 2017 Avenue Therapeutics, Inc. Agents: WestPark Capital, Inc. Biotechnology **$200k**

Jan 2017 Digital Ally Inc Other Technology **$4.0M**

Dec 2016 Monster Digital, Inc. Other Technology **$250k**

Dec 2016 Monster Digital, Inc. Other Technology **$500k**

Nov 2016 Catalyst Energy 2016-1, LP Oil and Gas **-**

Oct 2016 PeerLogix, Inc. Other Technology **$210k**

Aug 2016 Tapimmune Inc Biotechnology **$2.4M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**GVC Capital LLC** 3 rounds together](https://millionrounds.com/providers/gvc-capital-llc)[**Katalyst Securities LLC** 2 rounds together](https://millionrounds.com/providers/katalyst-securities-llc)[**Michael Jacobs** 2 rounds together](https://millionrounds.com/providers/michael-jacobs)[**Gp Nurmenkari Inc.** 1 round together](https://millionrounds.com/providers/gp-nurmenkari-inc)[**JRL Capital Corporation** 1 round together](https://millionrounds.com/providers/jrl-capital-corporation)[**National Securities Corporation** 1 round together](https://millionrounds.com/providers/national-securities-corporation)

## Founders who worked with them

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