# Westlake Securities: fundraiser

> Westlake Securities placed 1 company rounds filed with the SEC, most recently Mar 2016. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/westlake-securities (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Westlake Securities

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# Westlake Securities

FINRA 127112 · placing rounds since Mar 2016

**1** company rounds placed

**0** in the last two years, last Mar 2016

**$1.6M** sold in the rounds they placed

**7.2%** typical commission; the median firm takes 4.9%

Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.

## How big the rounds are

- Under $1M **1**
- $1M to $5M **3**
- $5M to $20M **1**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**TX** 4 **CA** 1 **UT** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/westlake-securities)[Everything, funds and real estate too](https://millionrounds.com/providers/westlake-securities?show=all)

Filed Issuer Industry Sold

Mar 2016 Elute, Inc. Pharmaceuticals **$1.6M**

Mar 2015 Profit Velocity Solutions, LLC Agents: WESTLAKE SECURITIES, LLC Other Technology **$1.0M**

Mar 2015 Profit Velocity Solutions Pte Ltd Agents: WESTLAKE SECURITIES, LLC Other Technology **$55k**

Feb 2015 Berry Aviation, Inc. Agents: Frank Gary Valdez Other **$24M**

Sept 2014 Pat Tank, Inc. Agents: Daryl Richard Swarts Other Energy **$16M**

Jul 2014 Jpg Renewables, LLC Agents: DARYL RICHARD SWARTS Oil and Gas **-**

Jul 2014 Orr Energy Group, LLC Oil and Gas **$2.6M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Founders who worked with them

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