# Wells Fargo Securities, LLC: fundraiser

> Wells Fargo Securities, LLC placed 7 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/wells-fargo-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Wells Fargo Securities, LLC

Fundraiser Registered broker-dealer

# Wells Fargo Securities, LLC

FINRA 126292 · placing rounds since Apr 2017

**7** company rounds placed

**3** in the last two years, last Dec 2025

**$1.1B** sold in the rounds they placed

**3.3%** typical commission; the median firm takes 4.9%

Named on 25 Form D filings as paid to sell the offering: 7 for operating companies, 15 for funds, 3 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q1 **2** 25Q4

## What they place

- Other Banking and Financial Services **25%**
- Oil and Gas **25%**
- Biotechnology **17%**
- Other **8%**
- Other Technology **8%**
- Pharmaceuticals **8%**
- Telecommunications **8%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **1**
- $20M to $100M **3**
- $100M+ **8**

## Where the companies are

**CA** 3 **MO** 3 **NY** 3 **CO** 1 **MA** 1 **VA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/wells-fargo-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/wells-fargo-securities-llc?show=all)

Filed Issuer Industry Sold

Dec 2025 National Fuel Gas Co Oil and Gas **$350M**

Dec 2025 National Fuel Gas Co Oil and Gas **$350M**

Feb 2025 Tectonic Therapeutic, Inc. Biotechnology **$185M**

Oct 2019 Industrious National Management Co LLC Other **$80M**

Apr 2019 Evofem Biosciences, Inc. Biotechnology **$30M**

May 2018 MEI Pharma, Inc. Pharmaceuticals **$75M**

Apr 2017 Enovix Corp Agents: Wells Fargo Securities, LLC Other Technology **$18M**

Aug 2015 Lumos Networks Corp. Telecommunications **$150M**

Aug 2014 American Midstream Partners, LP Oil and Gas **$119M**

May 2014 ERAC USA Finance LLC Other Banking and Financial Services **$500M**

Mar 2012 ERAC USA Finance LLC Other Banking and Financial Services **$300M**

Mar 2012 ERAC USA Finance LLC Other Banking and Financial Services **$300M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**TD Securities (USA) LLC** 4 rounds together](https://millionrounds.com/providers/td-securities-usa-llc)[**RBC Wealth Management** 3 rounds together](https://millionrounds.com/providers/rbc-wealth-management)[**J.P. Morgan Securities LLC** 3 rounds together](https://millionrounds.com/providers/j-p-morgan-securities-llc)[**Merrill Lynch, Pierce, Fenner & Smith Incorporated** 3 rounds together](https://millionrounds.com/providers/merrill-lynch-pierce-fenner-and-smith-incorporated)[**Goldman Sachs & Co. LLC** 3 rounds together](https://millionrounds.com/providers/goldman-sachs-and-co-llc)[**US Bancorp Investments** 3 rounds together](https://millionrounds.com/providers/us-bancorp-investments)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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