# Wavecrest Securities LLC: fundraiser

> Wavecrest Securities LLC placed 4 company rounds filed with the SEC, most recently Jul 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/wavecrest-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Wavecrest Securities LLC

Fundraiser Registered broker-dealer

# Wavecrest Securities LLC

FINRA 160135 · placing rounds since Apr 2017

**4** company rounds placed

**1** in the last two years, last Jul 2025

**$5.0M** sold in the rounds they placed

**-** typical commission; the median firm takes 4.9%

Named on 19 Form D filings as paid to sell the offering: 4 for operating companies, 15 for funds. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q3

## What they place

- Other **60%**
- Other Technology **40%**

## How big the rounds are

- Under $1M **3**
- $1M to $5M **1**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**TX** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/wavecrest-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/wavecrest-securities-llc?show=all)

Filed Issuer Industry Sold

Jul 2025 Amaroq Ltd. Other **$3.5M**

Mar 2021 Frontier Lithium Inc. Other **$934k**

Aug 2020 Frontier Lithium Inc. Agents: BARRY WAYNE DENNIS Other **$310k**

Apr 2017 Geophysical Technology Inc. Agents: WaveCrest Securities LLC Other Technology **-**

Oct 2015 Geophysical Technology Inc. Agents: WaveCrest Securities LLC Other Technology **$725k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Barry Wayne Dennis** 1 round together](https://millionrounds.com/providers/barry-wayne-dennis)[**Entoro Securities** 1 round together](https://millionrounds.com/providers/entoro-securities)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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