# Upmarket Securities LLC: fundraiser > Upmarket Securities LLC placed 48 company rounds filed with the SEC, most recently Jan 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/upmarket-securities-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Upmarket Securities LLC Fundraiser Registered broker-dealer # Upmarket Securities LLC FINRA 295634 ยท placing rounds since Aug 2020 [Q1 2026 **#3 placement agent in Other**](https://millionrounds.com/rankings) **48** company rounds placed **17** in the last two years, last Jan 2026 **$39M** sold in the rounds they placed **5.0%** typical commission; the median firm takes 4.9% Named on 52 Form D filings as paid to sell the offering: 48 for operating companies, 1 for funds, 3 for real estate. 3 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **1** 23Q2 **3** 23Q3 **1** 23Q4 **2** 24Q1 **5** 24Q2 **2** 24Q3 **2** 24Q4 **2** 25Q1 **4** 25Q2 **3** 25Q3 **4** 25Q4 **3** 26Q1 ## What they place - Other **70%** - Other Technology **19%** - Investing **4%** - Other Health Care **4%** - Oil and Gas **1%** - Biotechnology **1%** - Other Banking and Financial Services **1%** ## How big the rounds are - Under $1M **42** - $1M to $5M **17** - $5M to $20M **4** - $20M to $100M **0** - $100M+ **0** ## Where the companies are **NY** 54 **CA** 7 **TX** 4 **OH** 2 **IL** 2 **NV** 1 **OR** 1 **UT** 1 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/upmarket-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/upmarket-securities-llc?show=all) Filed Issuer Industry Sold Jan 2026 SMID Biotech Access Fund LP Agents: Upmarket Securities LLC Other **$250k** Jan 2026 Series Fund Q, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$1.1M** Jan 2026 Series Fund E, a series of UM Pre-IPO Portfolio Fund III LLC Agents: Upmarket Securities LLC Other **$1.9M** Dec 2025 Series Fund D, a series of UM Pre-IPO Portfolio Fund III LLC Agents: Upmarket Securities LLC Other **$375k** Dec 2025 Series E, a series of UM AI & Frontier Technology Fund LLC Agents: Upmarket Securities LLC Other **$600k** Oct 2025 Series D, a series of UM AI & Frontier Technology Fund LLC Agents: Upmarket Securities LLC Other **$3.1M** Oct 2025 Series Fund P, a series of UM Pre-IPO POrtfolio Fund II LLC Agents: Upmarket Securities LLC Other **$3.9M** Sept 2025 Series Fund O, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$1.4M** Aug 2025 Series Fund C, a series of UM Pre-IPO Portfolio Fund III LLC Agents: Upmarket Securities LLC Other **-** Aug 2025 Series Fund N, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$4.9M** Jun 2025 Series C, a series of UM AI & Frontier Technology Fund LLC Agents: Upmarket Securities LLC Other **$413k** May 2025 Series B A Series of UM AI & Frontier Technology Fund LLC Agents: Upmarket Securities LLC Other **$180k** May 2025 Series Fund A, a series if UM Pre-IPO Portfolio Fund III LLC Agents: Upmarket Securities LLC Other **$575k** Apr 2025 Series B, a series of UM Pre-IPO Portfolio Fund III LLC Agents: Upmarket Securities LLC Other **$1.8M** Jan 2025 Series Fund M, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$550k** Jan 2025 Market Neutral Crypto Access Fund LP Agents: Upmarket Securities LLC Other **-** Oct 2024 Series Fund L, a series of UM Pre-IPO Agents: Upmarket Securities LLC Other **$578k** Oct 2024 Series Fund J, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$700k** Aug 2024 Adeline Berkely Immigration Fund LP Agents: Upmarket Securities LLC Other **$800k** Aug 2024 Series Fund K, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$235k** Jun 2024 Power & Gas Energy Access Fund LP Agents: Upmarket Securities LLC Other **$400k** Jun 2024 Adeline Funding SPV LLC Agents: Upmarket Securities LLC Other **$700k** Jun 2024 Litigation Finance Equity Access Fund LLC Agents: Upmarket Securities LLC Other **-** May 2024 Series I, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **-** Apr 2024 Series Fund H, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$105k** Feb 2024 Series Fund G, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$250k** Jan 2024 Series Fund F, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$280k** Dec 2023 Specialized Investment Structures Access Fund LP Agents: Upmarket Securities LLC Other **-** Sept 2023 Series E, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **-** Aug 2023 UM Tax Aware Helix Fund LP Agents: Upmarket Securities LLC Other **-** Aug 2023 Series Fund D, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **$25k** May 2023 Series Fund C, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **-** Mar 2023 Series Fund B, a series of UM Pre-IPO Portfolio Fund II LLC Agents: Upmarket Securities LLC Other **-** Jan 2023 HH Secondary Fund LLC Agents: Upmarket Securities Investing **-** Jul 2022 NG Energy Access Fund LP Agents: Upmarket Securities Investing **$500k** Jun 2022 SPX Access Fund II LLC Agents: Upmarket Securities LLC Other **$960k** Apr 2022 Series Fund M, a Series of MX Pre-IPO Portfolio Fund I LLC Agents: Upmarket Securities LLC Other **-** Mar 2022 UM Blockchain Access Fund I LLC Agents: Upmarket Securities LLC Other **$450k** Mar 2022 Series Fund L, a series of MX Pre-IPO Portfolio Fund I LLC Agents: Upmarket Securities LLC Other **$150k** Jan 2022 SPX Access Fund I LLC A4/B4 Agents: MX Securities LLC Other **$6.1M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Boustead Securities, LLC** 1 round together](https://millionrounds.com/providers/boustead-securities-llc)[**SI Securties, LLC** 1 round together](https://millionrounds.com/providers/si-securties-llc) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Upmarket Securities LLC? Claim the page to describe your work in your own words. Free. [Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)