# Univest Securities, LLC: fundraiser

> Univest Securities, LLC placed 23 company rounds filed with the SEC, most recently Nov 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/univest-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Univest Securities, LLC

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# Univest Securities, LLC

FINRA 36105 · placing rounds since Dec 2020

**23** company rounds placed

**10** in the last two years, last Nov 2025

**$203M** sold in the rounds they placed

**7.9%** typical commission; the median firm takes 4.9%

Named on 23 Form D filings as paid to sell the offering: 23 for operating companies.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**3** 23Q2 **1** 23Q3 **1** 24Q3 **2** 24Q4 **3** 25Q2 **4** 25Q3 **1** 25Q4

## What they place

- Manufacturing **26%**
- Biotechnology **26%**
- Other **22%**
- Other Technology **13%**
- Oil and Gas **4%**
- Agriculture **4%**
- Retailing **4%**

## How big the rounds are

- Under $1M **3**
- $1M to $5M **9**
- $5M to $20M **5**
- $20M to $100M **3**
- $100M+ **0**

## Where the companies are

**CA** 7 **FL** 5 **NY** 3 **MA** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/univest-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/univest-securities-llc?show=all)

Filed Issuer Industry Sold

Nov 2025 Aquabounty Technologies Inc Agriculture **$4.0M**

Aug 2025 Faraday Future Intelligent Electric Inc. Manufacturing **$38M**

Aug 2025 NetClass Technology Inc Other **$2.2M**

Aug 2025 Qualigen Therapeutics, Inc. Biotechnology **$4.5M**

Jul 2025 Houston American Energy Corp Oil and Gas **-**

May 2025 GD Culture Group Ltd Other **$4.5M**

Apr 2025 GD Culture Group Ltd Other **$1.0M**

Apr 2025 Faraday Future Intelligent Electric Inc. Manufacturing **$8.9M**

Nov 2024 Qualigen Therapeutics, Inc. Biotechnology **$5.1M**

Oct 2024 Algorhythm Holdings, Inc. Retailing **$2.0M**

Sept 2024 Faraday Future Intelligent Electric Inc. Manufacturing **$14M**

Aug 2023 Liquid Marketplace Corp. Other **$525k**

Jun 2023 Northann Corp. Other **$500k**

Jun 2023 GD Culture Group Ltd Other Technology **$6.8M**

May 2023 Marizyme, Inc. Biotechnology **$1.0M**

Jan 2023 Addentax Group Corp. Manufacturing **-**

Aug 2022 Soluna Holdings, Inc Manufacturing **-**

Nov 2021 Marizyme Inc Agents: more than 5 Biotechnology **$1.2M**

Oct 2021 Marizyme Inc Agents: more than 5 Biotechnology **$1.2M**

Oct 2021 Reactive Medical Labs Inc. Biotechnology **$732k**

Mar 2021 Ebang International Holdings Inc. Other Technology **$72M**

Mar 2021 Code Chain New Continent Ltd Other Technology **$25M**

Dec 2020 Tantech Holdings Ltd Manufacturing **$10M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Lake Street Capital Markets, LLC** 1 round together](https://millionrounds.com/providers/lake-street-capital-markets-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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