# Umergence LLC: fundraiser

> Umergence LLC placed 14 company rounds filed with the SEC, most recently Oct 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/umergence-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Umergence LLC

Fundraiser Registered broker-dealer

# Umergence LLC

FINRA 284368 · placing rounds since Apr 2021

**14** company rounds placed

**4** in the last two years, last Oct 2025

**$100M** sold in the rounds they placed

**3.4%** typical commission; the median firm takes 4.9%

Named on 24 Form D filings as paid to sell the offering: 14 for operating companies, 9 for funds, 1 for real estate. 6 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q3 **2** 24Q1 **3** 25Q3 **1** 25Q4

## What they place

- Other Technology **36%**
- Other **29%**
- Other Banking and Financial Services **14%**
- Biotechnology **7%**
- Computers **7%**
- Tourism and Travel Services **7%**

## How big the rounds are

- Under $1M **5**
- $1M to $5M **1**
- $5M to $20M **4**
- $20M to $100M **2**
- $100M+ **0**

## Where the companies are

**CA** 3 **TX** 2 **IL** 1 **MA** 1 **MD** 1 **NC** 1 **NM** 1 **NY** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/umergence-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/umergence-llc?show=all)

Filed Issuer Industry Sold

Oct 2025 Throne Labs, Inc. Other **$8.9M**

Sept 2025 Encore Florida RC Tampa WSS, LP Agents: Ning Chen Other **$800k**

Jul 2025 Encore Alternative Income Fund, LP Agents: Brenda Brown Grogan, Kimberly Pine, Ning Chen Other Banking and Financial Services **$1.2M**

Jul 2025 Ferrox Holdings Ltd. Agents: Timothy M. Stoddart Other **$4k**

Mar 2024 Sigma Additive Solutions, Inc. Tourism and Travel Services **$673k**

Feb 2024 Sea Street Technologies, Inc. Other Technology **$24M**

Aug 2023 brooqLy, Inc. Other Technology **-**

Oct 2022 FibTech Holdings, LP Agents: Umergence LLC Other **$25k**

Sept 2022 Boomtown Network, Inc. Agents: Umergence LLC Computers **$12M**

Jul 2022 VedasLabs, Inc. Agents: Umergence LLC Other Banking and Financial Services **-**

Sept 2021 Liqid Inc. Other Technology **$30M**

Sept 2021 ZenSports, Inc. Agents: Cindy Mihalov Other Technology **$593k**

Sept 2021 Embodied, Inc. Other Technology **$14M**

Jun 2021 Orion Biotechnology Canada Ltd. Biotechnology **$5.4M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Barclays Capital Inc.** 1 round together](https://millionrounds.com/providers/barclays-capital-inc)[**Craig Johnson** 1 round together](https://millionrounds.com/providers/craig-johnson)[**Kema Partners LLC** 1 round together](https://millionrounds.com/providers/kema-partners-llc)[**Michael Gobes** 1 round together](https://millionrounds.com/providers/michael-gobes)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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