# Uhlmann Price Securities, LLC: fundraiser

> Uhlmann Price Securities, LLC placed 4 company rounds filed with the SEC, most recently Jan 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/uhlmann-price-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Uhlmann Price Securities, LLC

Fundraiser Registered broker-dealer

# Uhlmann Price Securities, LLC

FINRA 42854 · placing rounds since Jan 2016

**4** company rounds placed

**1** in the last two years, last Jan 2025

**$233M** sold in the rounds they placed

**0.5%** typical commission; the median firm takes 4.9%

Named on 24 Form D filings as paid to sell the offering: 4 for operating companies, 19 for funds, 1 for real estate. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q1 **1** 25Q1

## What they place

- Other **75%**
- Other Technology **25%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **0**
- $20M to $100M **1**
- $100M+ **2**

## Where the companies are

**IL** 2 **CA** 1 **CT** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/uhlmann-price-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/uhlmann-price-securities-llc?show=all)

Filed Issuer Industry Sold

Jan 2025 Pam Global Diversified Fund LLC Agents: UHLMANN PRICE SECURITIES, LLC Other **$103M**

Jan 2024 Pam Global Diversified Fund LLC Agents: UHLMANN PRICE SECURITIES, LLC Other **$103M**

Aug 2022 Amaze Software, Inc. Agents: Uhlmann Price Securities, LLC Other Technology **$4.3M**

Jan 2016 RAM Fund LLC Agents: Uhlmann Price Securities Other **$23M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Stephens Inc.** 2 rounds together](https://millionrounds.com/providers/stephens-inc)[**Wells Fargo Clearing Services** 2 rounds together](https://millionrounds.com/providers/wells-fargo-clearing-services)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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