# The Oak Ridge Financial Services Group, Inc.: fundraiser

> The Oak Ridge Financial Services Group, Inc. placed 7 company rounds filed with the SEC, most recently Mar 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/the-oak-ridge-financial-services-group-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / The Oak Ridge Financial Services Group, Inc.

Fundraiser Registered broker-dealer

# The Oak Ridge Financial Services Group, Inc.

FINRA 42941 · placing rounds since Jun 2016

**7** company rounds placed

**2** in the last two years, last Mar 2025

**$47M** sold in the rounds they placed

**6.7%** typical commission; the median firm takes 4.9%

Named on 10 Form D filings as paid to sell the offering: 7 for operating companies, 1 for funds, 2 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **1** 24Q1 **1** 24Q4 **1** 25Q1

## What they place

- Biotechnology **29%**
- Other **29%**
- Manufacturing **14%**
- Other Technology **14%**
- Restaurants **14%**

## How big the rounds are

- Under $1M **1**
- $1M to $5M **3**
- $5M to $20M **2**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**MN** 4 **CA** 1 **NC** 1 **NV** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/the-oak-ridge-financial-services-group-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/the-oak-ridge-financial-services-group-inc?show=all)

Filed Issuer Industry Sold

Mar 2025 Vail Scientific, Inc. Biotechnology **$7.0M**

Dec 2024 Fresh Vine Wine, Inc. Manufacturing **$5.0M**

Jan 2024 Biolargo, Inc. Other **$815k**

Apr 2023 Acres Technology Agents: The Oak Ridge Financial Services Group, Inc. Other Technology **$30M**

Oct 2018 Lubezone Inc. Other **$1.0M**

May 2018 Chanticleer Holdings, Inc. Restaurants **$1.4M**

Oct 2016 Spineology Inc Agents: Thomas P. Niemiec Biotechnology **$2.6M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Beacon Securities US Limited** 1 round together](https://millionrounds.com/providers/beacon-securities-us-limited)[**Colliers Securities LLC** 1 round together](https://millionrounds.com/providers/colliers-securities-llc)[**Haywood Securities (USA) Inc.** 1 round together](https://millionrounds.com/providers/haywood-securities-usa-inc)

## Founders who worked with them

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## A badge for their site

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