# TD Securities (USA) LLC: fundraiser

> TD Securities (USA) LLC placed 9 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/td-securities-usa-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / TD Securities (USA) LLC

Fundraiser Registered broker-dealer

# TD Securities (USA) LLC

FINRA 18476 · placing rounds since Jul 2016

**9** company rounds placed

**6** in the last two years, last Dec 2025

**$1.2B** sold in the rounds they placed

**3.3%** typical commission; the median firm takes 4.9%

Named on 9 Form D filings as paid to sell the offering: 9 for operating companies. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q4 **2** 25Q1 **3** 25Q4

## What they place

- Oil and Gas **31%**
- Other **23%**
- Biotechnology **15%**
- Investing **15%**
- Other Banking and Financial Services **8%**
- Pharmaceuticals **8%**

## How big the rounds are

- Under $1M **1**
- $1M to $5M **1**
- $5M to $20M **2**
- $20M to $100M **2**
- $100M+ **6**

## Where the companies are

**NY** 2 **DE** 1 **MA** 1 **MO** 1 **NJ** 1 **PA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/td-securities-usa-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/td-securities-usa-llc?show=all)

Filed Issuer Industry Sold

Dec 2025 National Fuel Gas Co Oil and Gas **$350M**

Dec 2025 National Fuel Gas Co Oil and Gas **$350M**

Dec 2025 Verrica Pharmaceuticals Inc. Pharmaceuticals **$50M**

Feb 2025 Grace Therapeutics, Inc. Biotechnology **$15M**

Feb 2025 Tectonic Therapeutic, Inc. Biotechnology **$185M**

Nov 2024 Stack Capital Group Inc. Agents: TD Securities (USA) LLC Investing **-**

Dec 2020 Humboldt Americas LLC Other **$100M**

Mar 2020 NATF America LLC Other **$135M**

Jul 2016 Founders Advantage Capital Corp. Investing **$256k**

Oct 2014 Crescent Point Energy Corp. Agents: TD Securities Inc. Oil and Gas **$2.4M**

May 2014 ERAC USA Finance LLC Other Banking and Financial Services **$500M**

Mar 2012 Rubicon Minerals Corp Agents: TD Securities Inc. Other **$10M**

Mar 2012 Americas Petrogas Inc Agents: TD Securities Inc. Oil and Gas **$23M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Wells Fargo Securities, LLC** 4 rounds together](https://millionrounds.com/providers/wells-fargo-securities-llc)[**RBC Wealth Management** 2 rounds together](https://millionrounds.com/providers/rbc-wealth-management)[**Goldman Sachs & Co. LLC** 2 rounds together](https://millionrounds.com/providers/goldman-sachs-and-co-llc)[**Raymond James & Associates, Inc.** 2 rounds together](https://millionrounds.com/providers/raymond-james-and-associates-inc)[**Raymond James (USA) Ltd.** 2 rounds together](https://millionrounds.com/providers/raymond-james-usa-ltd)[**J.P. Morgan Securities LLC** 1 round together](https://millionrounds.com/providers/j-p-morgan-securities-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this TD Securities (USA) LLC?

Claim the page to describe your work in your own words. Free.

[Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)