# T.R. Winston & Company, LLC: fundraiser

> T.R. Winston & Company, LLC placed 16 company rounds filed with the SEC, most recently Jun 2020. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/t-r-winston-and-company-llc (Millionrounds; every figure on the page links to its filing or article)

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Fundraiser Registered broker-dealer

# T.R. Winston & Company, LLC

FINRA 10571 · placing rounds since Jul 2016

**16** company rounds placed

**0** in the last two years, last Jun 2020

**$109M** sold in the rounds they placed

**7.5%** typical commission; the median firm takes 4.9%

Named on 16 Form D filings as paid to sell the offering: 16 for operating companies. 1 registered agent named.

## How big the rounds are

- Under $1M **1**
- $1M to $5M **6**
- $5M to $20M **12**
- $20M to $100M **3**
- $100M+ **0**

## Where the companies are

**CA** 10 **NC** 5 **NY** 5 **CO** 4 **TX** 2 **OR** 1 **UT** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/t-r-winston-and-company-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/t-r-winston-and-company-llc?show=all)

Filed Issuer Industry Sold

Jun 2020 Angion Biomedica Corp. Biotechnology **$6.7M**

Feb 2020 Synthesis Energy Systems Inc Agents: Karen Kang Other Energy **$2.5M**

Jan 2020 Angion Biomedica Corp. Biotechnology **$1.0M**

Jan 2020 Angion Biomedica Corp. Biotechnology **$6.1M**

Nov 2018 Emmaus Life Sciences, Inc. Pharmaceuticals **$12M**

Oct 2018 Tivorsan Pharmaceuticals, Inc. Pharmaceuticals **$4.5M**

Oct 2018 Tivorsan Pharmaceuticals, Inc. Pharmaceuticals **$2.9M**

Jul 2018 Angion Biomedica Corp. Biotechnology **$5.4M**

Jul 2018 Angion Biomedica Corp. Biotechnology **$15M**

Jul 2017 InterMetro Communications, Inc. Other Technology **$6.8M**

May 2017 Chanticleer Holdings, Inc. Restaurants **$6.0M**

Mar 2017 Lilis Energy, Inc. Oil and Gas **$20M**

Dec 2016 CSES Group, Inc. Other Energy **$1.6M**

Sept 2016 SOCIAL REALITY, Inc. Other Technology **-**

Sept 2016 Level Beauty Group, Inc. Other **-**

Jul 2016 Lilis Energy, Inc. Oil and Gas **$18M**

Dec 2015 Prosetta Biosciences Inc. Biotechnology **$31M**

Dec 2015 Level Beauty Group, Inc. Other **-**

Jun 2015 Level Beauty Group, Inc. Other **-**

Feb 2015 Angion Biomedica Corp. Biotechnology **$4.4M**

Feb 2015 [Kure Corp.](https://millionrounds.com/company/kure-corp) Retailing **-**

Nov 2014 SOCIAL REALITY, Inc. Other Technology **$20M**

Oct 2014 SOCIAL REALITY, Inc. Other Technology **-**

Aug 2014 Tolero Pharmaceuticals, Inc. Agents: T.R. Winston & Company, LLC Pharmaceuticals **$14M**

Jun 2014 Lilis Energy, Inc. Oil and Gas **$7.5M**

Feb 2014 Lilis Energy, Inc. Oil and Gas **$9.0M**

Jan 2014 Lilis Energy, Inc. Oil and Gas **$7.5M**

Jan 2014 SOCIAL REALITY, Inc. Other Technology **$470k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Gp Nurmenkari Inc.** 4 rounds together](https://millionrounds.com/providers/gp-nurmenkari-inc)[**Chardan Capital Markets LLC** 1 round together](https://millionrounds.com/providers/chardan-capital-markets-llc)[**H.C. Wainwright & Co., LLC** 1 round together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[**Johnson Rice & Company L.L.C.** 1 round together](https://millionrounds.com/providers/johnson-rice-and-company-l-l-c)[**Noble Capital Markets, Inc.** 1 round together](https://millionrounds.com/providers/noble-capital-markets-inc)

## Founders who worked with them

No one has said so yet.

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