# Sutter Securities Incorporated: fundraiser

> Sutter Securities Incorporated placed 7 company rounds filed with the SEC, most recently Jun 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/sutter-securities-incorporated (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Sutter Securities Incorporated

Fundraiser Registered broker-dealer

# Sutter Securities Incorporated

FINRA 30770 · placing rounds since Nov 2017

**7** company rounds placed

**0** in the last two years, last Jun 2023

**$14M** sold in the rounds they placed

**5.5%** typical commission; the median firm takes 4.9%

Named on 17 Form D filings as paid to sell the offering: 7 for operating companies, 10 for funds. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 23Q2

## What they place

- Biotechnology **33%**
- Other **33%**
- Other Technology **22%**
- Telecommunications **11%**

## How big the rounds are

- Under $1M **3**
- $1M to $5M **3**
- $5M to $20M **3**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**FL** 3 **CA** 2 **GA** 1 **MA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/sutter-securities-incorporated)[Everything, funds and real estate too](https://millionrounds.com/providers/sutter-securities-incorporated?show=all)

Filed Issuer Industry Sold

Jun 2023 Sportcor Technologies Ltd Other **$800k**

Apr 2023 Smart Health Diagnostics Co Biotechnology **$5.1M**

Dec 2022 Cadrenal Therapeutics, Inc. Biotechnology **$250k**

Jul 2022 Cadrenal Therapeutics, Inc. Biotechnology **$150k**

Apr 2022 Bitmine Immersion Technologies, Inc. Other Technology **$1.1M**

Jul 2020 Nano-C Inc Agents: Boustead Securities LLC Other Technology **$1.3M**

Nov 2017 Smith Micro Software Inc Telecommunications **$5.5M**

Mar 2014 Gold Standard Ventures Corp. Other **$4.9M**

Jan 2014 Car Charging Group, Inc. Other **$10M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Boustead Securities, LLC** 2 rounds together](https://millionrounds.com/providers/boustead-securities-llc)[**Ardour Capital Investments** 1 round together](https://millionrounds.com/providers/ardour-capital-investments)[**Macquarie Capital Markets North America Ltd.** 1 round together](https://millionrounds.com/providers/macquarie-capital-markets-north-america-ltd)[**Sutter Securities Group** 1 round together](https://millionrounds.com/providers/sutter-securities-group)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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