# Stock Securities LLC: fundraiser

> Stock Securities LLC placed 4 company rounds filed with the SEC, most recently Nov 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/stock-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Stock Securities LLC

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# Stock Securities LLC

FINRA 32244 · placing rounds since Sept 2016

**4** company rounds placed

**0** in the last two years, last Nov 2023

**$49M** sold in the rounds they placed

**2.3%** typical commission; the median firm takes 4.9%

Named on 8 Form D filings as paid to sell the offering: 4 for operating companies, 4 for funds. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4

## What they place

- Other Health Care **40%**
- Investing **20%**
- Pharmaceuticals **20%**
- Retailing **20%**

## How big the rounds are

- Under $1M **1**
- $1M to $5M **0**
- $5M to $20M **3**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**OH** 2 **CT** 1 **NJ** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/stock-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/stock-securities-llc?show=all)

Filed Issuer Industry Sold

Nov 2023 FCP Euro, LLC Retailing **$26M**

Sept 2017 SPR Therapeutics, Inc. Other Health Care **$15M**

May 2017 SPR Therapeutics, LLC Other Health Care **$582k**

Sept 2016 Vapogenix, Inc. Pharmaceuticals **$8.0M**

May 2015 Rosemark I, L.P. Agents: Sword Securities LLC Investing **$8.5M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Founders who worked with them

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## A badge for their site

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