# Stifel, Nicolaus & Company Incorporated: fundraiser > Stifel, Nicolaus & Company Incorporated placed 70 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Stifel, Nicolaus & Company Incorporated Fundraiser Registered broker-dealer # Stifel, Nicolaus & Company Incorporated FINRA 793 ยท placing rounds since Feb 2016 [Q1 2026 **#6 placement agent for company rounds**](https://millionrounds.com/rankings) **70** company rounds placed **15** in the last two years, last Mar 2026 **$4.4B** sold in the rounds they placed **5.8%** typical commission; the median firm takes 4.9% Named on 284 Form D filings as paid to sell the offering: 70 for operating companies, 212 for funds, 2 for real estate. 8 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **2** 23Q2 **2** 23Q3 **1** 23Q4 **1** 24Q1 **1** 24Q3 **2** 24Q4 **1** 25Q1 **3** 25Q3 **4** 25Q4 **5** 26Q1 ## What they place - Other **55%** - Biotechnology **18%** - Other Health Care **8%** - Pharmaceuticals **7%** - Other Banking and Financial Services **5%** - Other Technology **4%** - Other Energy **3%** ## How big the rounds are - Under $1M **10** - $1M to $5M **15** - $5M to $20M **13** - $20M to $100M **32** - $100M+ **10** ## Where the companies are **MA** 8 **NY** 7 **CA** 6 **TX** 4 **CT** 3 **CO** 2 **IL** 2 **FL** 2 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated)[Everything, funds and real estate too](https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated?show=all) Filed Issuer Industry Sold Mar 2026 CVW Sustainable Royalties Inc. Other **$7.5M** Mar 2026 Karus Mining Inc. Other **$2.2M** Mar 2026 Immunic, Inc. Biotechnology **$200M** Feb 2026 IsoEnergy Ltd. Agents: Stifel Nicolaus Canada Inc. Other Energy **$10M** Jan 2026 Capitan Silver Corp. Other **$2.3M** Dec 2025 Sendero Resources Corp. Other **$359k** Oct 2025 Kopin Corp Other Technology **$41M** Oct 2025 Carter Federal Credit Union Other Banking and Financial Services **$4.5M** Oct 2025 Minera Alamos Inc. Agents: Stifel Nicolaus Canada Inc Other **$46M** Aug 2025 X4 Pharmaceuticals, Inc Biotechnology **$85M** Aug 2025 Silver Mountain Resources, Inc. Other **$2.3M** Jul 2025 IsoEnergy Ltd. Agents: Stifel Nicolaus Canada Inc. Other Energy **$2.5M** Jan 2025 Ulys Holdings Inc. Other **$7.7M** Dec 2024 Wonder Mack LP Agents: Stifel, Nicolaus & Co, Inc. Other **$72M** Dec 2024 Lazydays Holdings, Inc. Retailing **$40M** Aug 2024 Integra Resources Corp. Agents: Stifel Nicolaus Canada Inc. Other **$4.2M** Feb 2024 SkyOne Federal Credit Union Other Banking and Financial Services **$2.8M** Dec 2023 Spyre Therapeutics, Inc. Biotechnology **$180M** Jul 2023 Molecular Templates, Inc. Biotechnology **$20M** Jul 2023 Aeglea BioTherapeutics, Inc. Biotechnology **$210M** Jun 2023 Zyus Life Sciences Inc. Other Health Care **$1.1M** Jun 2023 X4 Pharmaceuticals, Inc Biotechnology **$65M** Feb 2023 Vizsla Silver Corp. Other **$17M** Nov 2022 Binary Defense Systems, Inc. Agents: N/A Other **$36M** Jul 2022 X4 Pharmaceuticals, Inc Biotechnology **$56M** May 2022 Monarch Mining Corporation \ Quebec Other **$4.1M** Apr 2022 Trevi Therapeutics, Inc. Biotechnology **$55M** Jan 2022 US Claims Litigation Funding, LLC Agents: Stifel, Nicolaus & Company Other Banking and Financial Services **$50M** Dec 2021 Tokens.com Inc. Other **$862k** Dec 2021 Truliant Federal Credit Union Agents: N/A Other Banking and Financial Services **$50M** Oct 2021 Trevi Therapeutics, Inc. Biotechnology **$12M** Aug 2021 Xybion BC Finco Ltd. Other **$33k** Jul 2021 Property Solutions Acquisition Corp. Other **$760M** May 2021 Pasofino Gold Ltd Other **$195k** May 2021 Solid Power Inc. Agents: Stifel, Nicolaus & Company, Incorporated Other Technology **$149M** May 2021 Novo Resources Corp. Other **$1.3M** Apr 2021 Custom Truck One Source, Inc. Business Services **$883M** Mar 2021 Tokens.com Inc. Other **$3.2M** Mar 2021 Flow Water Inc. Other **$159k** Mar 2021 Voyager Space Holdings, Inc. Agents: Stifel, Nicolaus & Company Other **$50M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Cowen and Company** 6 rounds together](https://millionrounds.com/providers/cowen-and-company)[**Haywood Securities (USA) Inc.** 4 rounds together](https://millionrounds.com/providers/haywood-securities-usa-inc)[**Canaccord Genuity LLC** 3 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Beacon Securities US Limited** 3 rounds together](https://millionrounds.com/providers/beacon-securities-us-limited)[**Guggenheim Securities, LLC** 3 rounds together](https://millionrounds.com/providers/guggenheim-securities-llc)[**Jefferies LLC** 3 rounds together](https://millionrounds.com/providers/jefferies-llc-2) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Stifel, Nicolaus & Company Incorporated? Claim the page to describe your work in your own words. Free. 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