# Stephens Inc.: fundraiser

> Stephens Inc. placed 16 company rounds filed with the SEC, most recently Jan 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/stephens-inc (Millionrounds; every figure on the page links to its filing or article)

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# Stephens Inc.

FINRA 3496 · placing rounds since Jul 2016

**16** company rounds placed

**1** in the last two years, last Jan 2025

**$1.2B** sold in the rounds they placed

**2.1%** typical commission; the median firm takes 4.9%

Named on 36 Form D filings as paid to sell the offering: 16 for operating companies, 11 for funds, 9 for real estate. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q1 **1** 25Q1

## What they place

- Other Banking and Financial Services **50%**
- Other **25%**
- Other Energy **15%**
- Health Insurance **5%**
- Insurance **5%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **2**
- $20M to $100M **11**
- $100M+ **4**

## Where the companies are

**TX** 7 **TN** 3 **IL** 2 **LA** 2 **SC** 1 **NE** 1 **MS** 1 **AR** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/stephens-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/stephens-inc?show=all)

Filed Issuer Industry Sold

Jan 2025 Pam Global Diversified Fund LLC Agents: Stephens, Inc. Other **$103M**

Jan 2024 Pam Global Diversified Fund LLC Agents: Stephens, Inc. Other **$103M**

Mar 2022 AmeriBancShares, Inc. Other Banking and Financial Services **$50M**

May 2021 Encina Development Group, LLC Other Energy **$2.8M**

Aug 2020 Happy Bancshares, Inc. Other Banking and Financial Services **$140M**

Aug 2020 Mabrey Bancorporation, Inc. Other Banking and Financial Services **$28M**

May 2019 Nelson's Green Brier Distillery, LLC Other **$20M**

Jan 2019 Envirocon Technologies Investments, LLC Other **$10M**

Jan 2018 Marolina Outdoor Inc Other **$38M**

Oct 2017 Business First Bancshares, Inc. Other Banking and Financial Services **-**

Dec 2016 Silicon Ranch Corp Other Energy **$48M**

Nov 2016 Origin Bancorp, Inc. Other Banking and Financial Services **$45M**

Oct 2016 First Bancshares Inc /Ms/ Other Banking and Financial Services **$63M**

Aug 2016 Green Plains Inc. Other Energy **-**

Jul 2016 Harrington Reinsurance Holdings Ltd Insurance **$552M**

Jul 2016 Franklin Financial Network Inc. Other Banking and Financial Services **$20M**

Sept 2015 First Texas BHC Inc Other Banking and Financial Services **$10M**

Aug 2015 Happy Bancshares, Inc. Other Banking and Financial Services **$65M**

Jun 2015 Preston Hollow Capital, LLC Other Banking and Financial Services **$75M**

Aug 2014 Healthscope Holdings, Inc. Health Insurance **$85M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Piper Sandler & Co.** 3 rounds together](https://millionrounds.com/providers/piper-sandler-and-co)[**Wells Fargo Clearing Services** 2 rounds together](https://millionrounds.com/providers/wells-fargo-clearing-services)[**Merrill Lynch, Pierce, Fenner & Smith Incorporated** 2 rounds together](https://millionrounds.com/providers/merrill-lynch-pierce-fenner-and-smith-incorporated)[**Morgan Stanley** 2 rounds together](https://millionrounds.com/providers/morgan-stanley-and-co-llc)[**Uhlmann Price Securities, LLC** 2 rounds together](https://millionrounds.com/providers/uhlmann-price-securities-llc)[**Jefferies LLC** 1 round together](https://millionrounds.com/providers/jefferies-llc-2)

## Founders who worked with them

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