# Spencer Edwards, Inc.: fundraiser

> Spencer Edwards, Inc. placed 0 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/spencer-edwards-inc (Millionrounds; every figure on the page links to its filing or article)

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# Spencer Edwards, Inc.

FINRA 22067 · placing rounds since Feb 2016

**0** company rounds placed

**0** in the last two years, last Dec 2025

**-** sold in the rounds they placed

**-** typical commission; the median firm takes 4.9%

Named on 4 Form D filings as paid to sell the offering: 0 for operating companies, 4 for funds.

## How big the rounds are

- Under $1M **3**
- $1M to $5M **2**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 3 **CO** 1 **GA** 1 **WA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/spencer-edwards-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/spencer-edwards-inc?show=all)

Filed Issuer Industry Sold

Mar 2015 Omni Bio Pharmaceutical, Inc. Biotechnology **-**

Jan 2015 Digi Outdoor Media Inc. Other **$4.5M**

Dec 2014 Applied Cavitation, Inc. Agents: Spencer Edwards, Inc. Other Technology **$704k**

Sept 2014 Applied Cavitation, Inc. Agents: Joseph Lavigne Other Technology **$153k**

Sept 2014 Applied Cavitation, Inc. Agents: Spencer Edwards, Inc. Other Technology **-**

Jan 2014 Global Healthcare Reit, Inc. Agents: GVC Capital Other **$3.1M**

Jan 2012 First (1st) Mountain Exploration Ltd. Oil and Gas **$870k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Founders who worked with them

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## A badge for their site

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