# Southwest Securities Inc: fundraiser

> Southwest Securities Inc placed 5 company rounds filed with the SEC, most recently Jan 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/southwest-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Southwest Securities Inc

Fundraiser Registered broker-dealer

# Southwest Securities Inc

FINRA 6220 · placing rounds since Nov 2016

**5** company rounds placed

**1** in the last two years, last Jan 2025

**$134M** sold in the rounds they placed

**0.2%** typical commission; the median firm takes 4.9%

Named on 15 Form D filings as paid to sell the offering: 5 for operating companies, 9 for funds, 1 for real estate. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q1

## What they place

- Other Banking and Financial Services **80%**
- Other **20%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **2**
- $20M to $100M **3**
- $100M+ **0**

## Where the companies are

**TX** 5

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/southwest-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/southwest-securities-inc?show=all)

Filed Issuer Industry Sold

Jan 2025 Hilltop Securities Inc. Agents: N/A Other Banking and Financial Services **$25M**

Aug 2022 Phcc LLC Agents: N/A Other Banking and Financial Services **$40M**

Mar 2021 Hilltop Securities Inc. Agents: N/A Other Banking and Financial Services **$30M**

Dec 2019 Hilltop Securities Inc. Agents: N/A Other Banking and Financial Services **$19M**

Nov 2016 BTF Solutions, a Joint Venture Other **$20M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this Southwest Securities Inc?

Claim the page to describe your work in your own words. Free.

[Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)