# SoFi Securities LLC: fundraiser

> SoFi Securities LLC placed 7 company rounds filed with the SEC, most recently Jan 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/sofi-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / SoFi Securities LLC

Fundraiser Registered broker-dealer

# SoFi Securities LLC

FINRA 151717 · placing rounds since Apr 2017

**7** company rounds placed

**6** in the last two years, last Jan 2026

**$125M** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 7 Form D filings as paid to sell the offering: 7 for operating companies. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q4 **1** 25Q2 **1** 25Q3 **2** 25Q4 **1** 26Q1

## What they place

- Other **50%**
- Investing **33%**
- Other Banking and Financial Services **17%**

## How big the rounds are

- Under $1M **3**
- $1M to $5M **5**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **1**

## Where the companies are

**CA** 6 **FL** 3 **NY** 3

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/sofi-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/sofi-securities-llc?show=all)

Filed Issuer Industry Sold

Jan 2026 Cosmos Fund LLC Agents: SoFi Securities LLC Other **$3.1M**

Dec 2025 Cosmos Fund LLC Agents: SoFi Securities LLC Other **$7.5M**

Oct 2025 Cosmos Fund LLC Agents: SoFi Securities LLC Other **$1.1M**

Jul 2025 Cosmos Fund LLC Agents: SoFi Securities LLC Other **$3.4M**

May 2025 Cosmos Fund LLC Agents: Sofi Securities LLC Other **$2.4M**

Dec 2024 Cosmos Fund LLC Agents: Sofi Securities LLC Other **$2.2M**

Apr 2017 SoFi Prime Income Fund, LP Investing **$105M**

Jun 2015 SoFi Professional Loan Program 2015-B LLC Agents: SoFi Securities LLC Investing **$492k**

Feb 2015 SoFi Professional Loan Program 2015-A LLC Agents: SoFi Securities LLC Investing **$616k**

Nov 2014 SoFi Professional Loan Program 2014-B LLC Agents: SoFi Securities LLC Investing **$300k**

Aug 2014 Social Finance Inc. Agents: NA Other Banking and Financial Services **-**

Apr 2014 Social Finance Inc. Agents: NA Other Banking and Financial Services **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Templum Markets** 6 rounds together](https://millionrounds.com/providers/templum-markets)[**Raymond James & Associates, Inc.** 1 round together](https://millionrounds.com/providers/raymond-james-and-associates-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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