# Siena Global Securities, LLC: fundraiser

> Siena Global Securities, LLC placed 3 company rounds filed with the SEC, most recently Apr 2022. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/siena-global-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Siena Global Securities, LLC

Fundraiser Registered broker-dealer

# Siena Global Securities, LLC

FINRA 156467 · placing rounds since Jun 2018

**3** company rounds placed

**0** in the last two years, last Apr 2022

**$71M** sold in the rounds they placed

**0.5%** typical commission; the median firm takes 4.9%

Named on 13 Form D filings as paid to sell the offering: 3 for operating companies, 10 for funds. 2 registered agents named.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **1**
- $20M to $100M **2**
- $100M+ **0**

## Where the companies are

**CA** 1 **IL** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/siena-global-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/siena-global-securities-llc?show=all)

Filed Issuer Industry Sold

Apr 2022 VCP Invest IV, LLC Agents: Fern Creek Ventures LLC Other **$20M**

Dec 2021 New Stack II, LP Agents: MARK WAYNE MOORBERG Other **$41M**

Feb 2021 WaterGuru Inc. Agents: Fern Creek Ventures LLC Other **$9.8M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Focuspoint Private Capital Group** 1 round together](https://millionrounds.com/providers/focuspoint-private-capital-group)[**Secure Capital Research, LLC** 1 round together](https://millionrounds.com/providers/secure-capital-research-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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