# Sequence Financial Specialists LLC: fundraiser

> Sequence Financial Specialists LLC placed 12 company rounds filed with the SEC, most recently Nov 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/sequence-financial-specialists-llc (Millionrounds; every figure on the page links to its filing or article)

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Fundraiser Registered broker-dealer

# Sequence Financial Specialists LLC

FINRA 132915 · placing rounds since Apr 2016

**12** company rounds placed

**2** in the last two years, last Nov 2025

**$9.8M** sold in the rounds they placed

**10.0%** typical commission; the median firm takes 4.9%

Named on 28 Form D filings as paid to sell the offering: 12 for operating companies, 3 for funds, 13 for real estate. 7 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **1** 23Q3 **2** 24Q1 **1** 24Q2 **2** 25Q4

## What they place

- Investing **33%**
- Other Banking and Financial Services **33%**
- Other **17%**
- Lodging and Conventions **8%**
- Other Technology **8%**

## How big the rounds are

- Under $1M **5**
- $1M to $5M **3**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**NJ** 3 **FL** 2 **WI** 2 **MO** 1 **NY** 1 **PA** 1 **TX** 1 **NC** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/sequence-financial-specialists-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/sequence-financial-specialists-llc?show=all)

Filed Issuer Industry Sold

Nov 2025 A-Squared Domino Opportunity V, L.P. Investing **-**

Oct 2025 High Sierra S9 LLC Agents: Sequence Financial Specialists LLC Other **$845k**

Apr 2024 Asi Diaz Doral Hotel Eb5 Fund Ii LLC Agents: Unknown Other Banking and Financial Services **$2.1M**

Mar 2024 A-Squared Domino Opportunity IV L.P. Investing **-**

Jan 2024 Fifth Act LLC Agents: Sequence Financial Specialists LLC Other **$410k**

Aug 2023 SilverRock Resort Investment M LLC Other Banking and Financial Services **$800k**

May 2023 DTLA Fund III LLC Lodging and Conventions **$3.5M**

Nov 2022 SilverRock Resort Investment LLC Other Banking and Financial Services **$800k**

Nov 2022 A-Squared Domino Opportunity III, L.P. Investing **-**

Dec 2021 Blackberry Mining Co LLC Investing **-**

Jul 2017 Emergent Business Group, Inc. Other Banking and Financial Services **$1.3M**

Apr 2016 Thrill Box, Inc. Agents: James Oliver Sandlin Other Technology **$75k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**International Assets Advisory, LLC** 2 rounds together](https://millionrounds.com/providers/international-assets-advisory-llc)[**Tangent Capital Partners, LLC** 2 rounds together](https://millionrounds.com/providers/tangent-capital-partners-llc)[**Ruben Ignacio Briceno** 1 round together](https://millionrounds.com/providers/ruben-ignacio-briceno)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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