# Scotia Capital (USA) Inc.: fundraiser

> Scotia Capital (USA) Inc. placed 5 company rounds filed with the SEC, most recently Jan 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/scotia-capital-usa-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Scotia Capital (USA) Inc.

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# Scotia Capital (USA) Inc.

FINRA 2739 · placing rounds since Apr 2016

**5** company rounds placed

**0** in the last two years, last Jan 2023

**$28M** sold in the rounds they placed

**4.7%** typical commission; the median firm takes 4.9%

Named on 6 Form D filings as paid to sell the offering: 5 for operating companies, 1 for funds.

## How big the rounds are

- Under $1M **4**
- $1M to $5M **2**
- $5M to $20M **2**
- $20M to $100M **2**
- $100M+ **2**

## Where the companies are

**CO** 1 **NY** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/scotia-capital-usa-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/scotia-capital-usa-inc?show=all)

Filed Issuer Industry Sold

Jan 2023 StorageVault Canada Inc. Other **$3.5M**

Mar 2022 LifeSpeak Inc. Other Health Care **$17M**

Aug 2021 Norzinc Ltd. Other **$259k**

Oct 2020 Wilton Re Ltd. Agents: Not Appicable Insurance **-**

Apr 2016 Lydian International Ltd Other **$7.2M**

Dec 2015 Pembina Pipeline Corp Agents: Scotia Capital Inc. Oil and Gas **$47M**

Sept 2015 Island Timberlands Finance Corp Other **$100M**

Nov 2014 Falco Resources Ltd. Agents: Scotia Capital Inc. Other **$891k**

Oct 2014 Crescent Point Energy Corp. Agents: Scotia Capital Inc. Oil and Gas **$2.4M**

Sept 2014 Upper Peninsula Power Holding Co Electric Utilities **$200M**

Apr 2014 Lumenpulse Inc. Other **$338k**

Mar 2012 Lydian International Ltd Agents: Scotia Capital Inc. Other **$135k**

Mar 2012 Spartan Oil Corp. Agents: Scotia Capital Inc. Oil and Gas **$58M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**GMP Securities LP** 3 rounds together](https://millionrounds.com/providers/gmp-securities-lp)[**Raymond James & Associates, Inc.** 2 rounds together](https://millionrounds.com/providers/raymond-james-and-associates-inc)[**BMO Nesbitt Burns Inc.** 2 rounds together](https://millionrounds.com/providers/bmo-nesbitt-burns-securities-ltd-2)[**National Bank of Canada Financial Inc.** 2 rounds together](https://millionrounds.com/providers/national-bank-of-canada-financial-inc)[**Peters & Co. Equities Inc.** 2 rounds together](https://millionrounds.com/providers/peters-and-co-equities-inc)[**Raymond James (USA) Ltd.** 2 rounds together](https://millionrounds.com/providers/raymond-james-usa-ltd)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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