# Scarsdale Equities LLC: fundraiser

> Scarsdale Equities LLC placed 19 company rounds filed with the SEC, most recently Sept 2020. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/scarsdale-equities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Scarsdale Equities LLC

Fundraiser Registered broker-dealer

# Scarsdale Equities LLC

FINRA 134602 · placing rounds since Mar 2016

**19** company rounds placed

**0** in the last two years, last Sept 2020

**$49M** sold in the rounds they placed

**5.8%** typical commission; the median firm takes 4.9%

Named on 19 Form D filings as paid to sell the offering: 19 for operating companies. 1 registered agent named.

## How big the rounds are

- Under $1M **13**
- $1M to $5M **17**
- $5M to $20M **4**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**FL** 8 **MN** 4 **CA** 1 **GA** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/scarsdale-equities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/scarsdale-equities-llc?show=all)

Filed Issuer Industry Sold

Sept 2020 Minera Alamos Inc. Other **$1.3M**

Sept 2020 Minera Alamos Inc. Other **$2.9M**

Aug 2020 Erdene Resource Development Corp Other **$316k**

Jan 2020 Mundoro Capital Inc Other **$66k**

Jan 2020 Mundoro Capital Inc Other **$851k**

Dec 2019 Lion One Metals Ltd. Agents: SCARSDALE EQUITIES LLC Other **$2.0M**

Oct 2019 Otis Gold Corp. Other **$410k**

Aug 2018 NuLegacy Gold Corp Agents: Scarsdale Equities LLC Other **$419k**

Oct 2017 Ctd Holdings Inc Biotechnology **$1.5M**

Jul 2017 Minera Alamos Inc. Other **$1.9M**

Mar 2017 Ctd Holdings Inc Biotechnology **$2.0M**

Dec 2016 Otis Gold Corp. Other **$311k**

Nov 2016 Select Sands Corp. Other **$8.4M**

Sept 2016 Lion One Metals Ltd. Agents: SCARSDALE EQUITIES LLC Other **$19M**

Aug 2016 Otis Gold Corp. Other **$391k**

Jun 2016 Cachet Financial Solutions, Inc. Agents: SCARSDALE EQUITIES LLC Other Technology **$2.6M**

Jun 2016 Ctd Holdings Inc Biotechnology **$2.0M**

May 2016 Alexco Resource Corp Other **$2.8M**

Mar 2016 Cachet Financial Solutions, Inc. Agents: Scarsdale Equities LLC Other Technology **$500k**

Oct 2015 Blue Calypso, Inc. Other Technology **$2.1M**

Aug 2015 Ctd Holdings Inc Biotechnology **$650k**

Jul 2015 Ctd Holdings Inc Biotechnology **$1.3M**

Jul 2015 MARATHON GOLD Corp Other **$772k**

Jun 2015 Cachet Financial Solutions, Inc. Agents: Scarsdale Equities LLC Other Technology **$4.4M**

May 2015 Zazu Metals Corp Other **$950k**

Feb 2015 Cachet Financial Solutions, Inc. Agents: Scarsdale Equities LLC Other Technology **$2.4M**

Aug 2014 Lakewood-Amedex, Inc. Agents: Scarsdale Equities LLC Biotechnology **$5.5M**

Jul 2014 Ctd Holdings Inc Biotechnology **$1.7M**

Jul 2014 Rainmaker Systems Inc Agents: Scarsdale Equities, LLC Other Technology **$2.6M**

May 2014 American Vanadium Corp. Other **$192k**

Apr 2014 Ctd Holdings Inc Biotechnology **$1.0M**

Feb 2014 ZENOVIA DIGITAL EXCHANGE Corp Other Technology **$6.0M**

Jan 2014 Wellgreen Platinum Ltd. Other **$1.4M**

Mar 2012 Majescor Resources Inc Other **$248k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Canaccord Genuity LLC** 2 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Capital Guardian, LLC** 1 round together](https://millionrounds.com/providers/capital-guardian-llc)[**Haywood Securities (USA) Inc.** 1 round together](https://millionrounds.com/providers/haywood-securities-usa-inc)[**Jett Capital Advisors, LLC** 1 round together](https://millionrounds.com/providers/jett-capital-advisors-llc)[**Merriman Capital, Inc.** 1 round together](https://millionrounds.com/providers/merriman-capital-inc)[**Northland Securities, Inc.** 1 round together](https://millionrounds.com/providers/northland-securities-inc)

## Founders who worked with them

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