# Sanders Morris LLC: fundraiser

> Sanders Morris LLC placed 11 company rounds filed with the SEC, most recently Oct 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/sanders-morris-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Sanders Morris LLC

Fundraiser Registered broker-dealer

# Sanders Morris LLC

FINRA 20580 · placing rounds since May 2017

**11** company rounds placed

**2** in the last two years, last Oct 2025

**$69M** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 16 Form D filings as paid to sell the offering: 11 for operating companies, 5 for funds. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **1** 24Q3 **1** 25Q2 **1** 25Q4

## What they place

- Other Technology **37%**
- Other **26%**
- Other Banking and Financial Services **11%**
- Manufacturing **11%**
- Retailing **5%**
- Oil and Gas **5%**
- Other Health Care **5%**

## How big the rounds are

- Under $1M **4**
- $1M to $5M **3**
- $5M to $20M **12**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**TX** 10 **IN** 6 **FL** 1 **MA** 1 **NC** 1 **UT** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/sanders-morris-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/sanders-morris-llc?show=all)

Filed Issuer Industry Sold

Oct 2025 Innventure, Inc. Other Technology **$9.8M**

Apr 2025 ORG Partners Holdings, LLC Other Banking and Financial Services **$6.7M**

Jul 2024 Defiance Senior Living Real Estate, LLC Other Health Care **$11M**

Jun 2023 Surround Medical Systems, Inc. Manufacturing **$4.4M**

Nov 2022 Riptide Waters, LLC Agents: Sanctuary Securities, Inc. Other **$12M**

Sept 2022 Cariloha, Inc. Retailing **$13M**

Jan 2022 SMH Orttech SPV LLC Agents: N/A Other **$2.2M**

Dec 2021 SMH Valley Vet SPV LLC Agents: N/A Other **$8.1M**

May 2021 Tuya Technologies, LLC Business Services **$51k**

Apr 2021 Bouldin Creek Holdings, Inc. Other **$11M**

Jun 2019 Fincura, Inc. Agents: Sanders Morris Harris LLC Other Technology **$5.2M**

Jan 2019 Tuya Technologies, LLC Other Technology **-**

Oct 2017 Tuya Technologies, LLC Agents: SANDERS MORRIS HARRIS LLC Other Technology **$5.0M**

May 2017 Tectonic Holdings, LLC Other Banking and Financial Services **$14M**

Nov 2016 [SteadyServ Technologies, LLC](https://millionrounds.com/company/steadyserv-technologies-llc) Other Technology **$450k**

May 2016 [SteadyServ Technologies, LLC](https://millionrounds.com/company/steadyserv-technologies-llc) Other Technology **$5.4M**

Apr 2016 SCP Ltd Holdings, LLC Other **$500k**

Mar 2015 Express Software & Services LLC Agents: James Murray Huse, Robert Vincent Welch, Scott Thomas Wolfrum Other Technology **$1.5M**

Jul 2014 Gulfslope Energy, Inc. Oil and Gas **$8.0M**

Feb 2012 I Power Energy Systems LLC Agents: David A. Noyes & Company Manufacturing **$455k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Cowen and Company** 1 round together](https://millionrounds.com/providers/cowen-and-company)[**FNEX Capital, LLC** 1 round together](https://millionrounds.com/providers/fnex-capital-llc)[**Frontier Solutions, LLC** 1 round together](https://millionrounds.com/providers/frontier-solutions-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this Sanders Morris LLC?

Claim the page to describe your work in your own words. Free.

[Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)