# Roth Capital Partners, LLC: fundraiser

> Roth Capital Partners, LLC placed 99 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/roth-capital-partners-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Roth Capital Partners, LLC

Fundraiser Registered broker-dealer

# Roth Capital Partners, LLC

FINRA 15407 · placing rounds since Jan 2016

**99** company rounds placed

**13** in the last two years, last Mar 2026

**$1.1B** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 99 Form D filings as paid to sell the offering: 99 for operating companies. 5 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**5** 23Q2 **2** 23Q3 **2** 23Q4 **3** 24Q1 **3** 24Q2 **6** 24Q3 **2** 24Q4 **2** 25Q1 **1** 25Q2 **2** 25Q3 **3** 25Q4 **3** 26Q1

## What they place

- Biotechnology **26%**
- Pharmaceuticals **20%**
- Other **18%**
- Other Health Care **12%**
- Other Technology **11%**
- Other Energy **7%**
- Telecommunications **4%**

## How big the rounds are

- Under $1M **8**
- $1M to $5M **42**
- $5M to $20M **47**
- $20M to $100M **16**
- $100M+ **1**

## Where the companies are

**CA** 25 **NY** 11 **FL** 10 **CO** 8 **MA** 8 **TX** 6 **NJ** 4 **CT** 4

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/roth-capital-partners-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/roth-capital-partners-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 SS Innovations International, Inc. Biotechnology **$19M**

Mar 2026 Bunker Hill Mining Corp. Other **$21M**

Feb 2026 Brazil Potash Corp. Other **$28M**

Nov 2025 Allurion Technologies, Inc. Other Health Care **$5.0M**

Nov 2025 Smith Micro Software, Inc. Telecommunications **-**

Nov 2025 MultiSensor AI Holdings, Inc. Other Technology **$14M**

Aug 2025 Heritage Distilling Holding Company, Inc. Other **$224M**

Aug 2025 Igniton, Inc. Other Health Care **$6.0M**

May 2025 DeFi Development Corp. Other Banking and Financial Services **$24M**

Feb 2025 Allurion Technologies, Inc. Other Health Care **$7.4M**

Jan 2025 Helius Medical Technologies, Inc. Other Health Care **$3.7M**

Oct 2024 Powerfleet, Inc. Other Technology **$70M**

Oct 2024 Smith Micro Software, Inc. Telecommunications **-**

Sept 2024 Vaccinex, Inc. Pharmaceuticals **$200k**

Aug 2024 Tenax Therapeutics, Inc. Pharmaceuticals **$100M**

Aug 2024 G2 Goldfields Inc. Agents: ROTH CANADA, INC Other **$9.4M**

Aug 2024 Nuwellis, Inc. Other Health Care **-**

Jul 2024 MultiSensor AI Holdings, Inc. Other Technology **$15M**

Jul 2024 iPower Inc. Other **-**

May 2024 Seelos Therapeutics, Inc. Biotechnology **-**

May 2024 Smith Micro Software, Inc. Telecommunications **-**

May 2024 Western Alaska Minerals Corp. Agents: Roth Canada, Inc. Other **$554k**

Mar 2024 Biofrontera Inc. Pharmaceuticals **$8.0M**

Feb 2024 SpringBig Holdings, Inc. Other Technology **$8.0M**

Jan 2024 Panbela Therapeutics, Inc. Pharmaceuticals **$2.0M**

Dec 2023 Tudor Gold Corp. Other **$369k**

Nov 2023 Panbela Therapeutics, Inc. Pharmaceuticals **$3.3M**

Sept 2023 First Wave BioPharma, Inc. Biotechnology **$1.5M**

Aug 2023 Nautilus, Inc. Other **-**

Jun 2023 First Wave BioPharma, Inc. Biotechnology **$431k**

Jun 2023 Zyus Life Sciences Inc. Other Health Care **$1.1M**

May 2023 Molekule Group, Inc. Other Health Care **$10.0M**

May 2023 Digital Health Acquisition Corp. Other **$300k**

Apr 2023 Bunker Hill Mining Corp. Other **$1.9M**

Mar 2023 Delcath Systems, Inc. Biotechnology **$25M**

Mar 2023 First Wave BioPharma, Inc. Biotechnology **$4.0M**

Feb 2023 Vision Marine Technologies Inc. Other **-**

Feb 2023 Vision Marine Technologies Inc. Other **-**

Nov 2022 Bio-Path Holdings Inc Biotechnology **$2.3M**

Jul 2022 Versus Systems Inc. Other Technology **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**H.C. Wainwright & Co., LLC** 5 rounds together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[**Maxim Group, LLC** 5 rounds together](https://millionrounds.com/providers/maxim-group-llc)[**The Benchmark Company, LLC** 4 rounds together](https://millionrounds.com/providers/the-benchmark-company-llc)[**Canaccord Genuity LLC** 4 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Craig-Hallum Capital Group LLC** 3 rounds together](https://millionrounds.com/providers/craig-hallum-capital-group-llc)[**Eaton Partners LLC** 2 rounds together](https://millionrounds.com/providers/eaton-partners-llc)

## Founders who worked with them

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