# RBC Wealth Management: fundraiser > RBC Wealth Management placed 22 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size. Source: https://millionrounds.com/providers/rbc-wealth-management (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / RBC Wealth Management Fundraiser Registered broker-dealer # RBC Wealth Management FINRA 31194 ยท placing rounds since Mar 2016 **22** company rounds placed **4** in the last two years, last Dec 2025 **$3.9B** sold in the rounds they placed **3.3%** typical commission; the median firm takes 4.9% Named on 86 Form D filings as paid to sell the offering: 22 for operating companies, 59 for funds, 5 for real estate. 8 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **2** 23Q2 **1** 23Q3 **2** 24Q1 **1** 24Q2 **1** 24Q4 **3** 25Q4 ## What they place - Other **35%** - Other Technology **19%** - Oil and Gas **13%** - Biotechnology **10%** - Other Banking and Financial Services **10%** - Electric Utilities **6%** - Pharmaceuticals **6%** ## How big the rounds are - Under $1M **5** - $1M to $5M **3** - $5M to $20M **3** - $20M to $100M **11** - $100M+ **12** ## Where the companies are **NY** 6 **TX** 5 **CA** 4 **MO** 3 **MN** 1 **MD** 1 **NJ** 1 **IL** 1 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/rbc-wealth-management)[Everything, funds and real estate too](https://millionrounds.com/providers/rbc-wealth-management?show=all) Filed Issuer Industry Sold Dec 2025 HNW PPVA Series Account - 1 Agents: RBC Capital Markets Insurance **$2.1B** Dec 2025 ZALICONY HNW PPVA Series Account - 1 Agents: RBC Capital Markets, LLC Insurance **$268M** Oct 2025 Beyond Meat, Inc. Manufacturing **-** Nov 2024 Stack Capital Group Inc. Agents: RBC Capital Markets, LLC Investing **-** Apr 2024 BiomX Inc. Pharmaceuticals **$62M** Mar 2024 Mind Medicine (MindMed) Inc. Pharmaceuticals **$75M** Mar 2024 Applied Therapeutics, Inc. Biotechnology **$100M** Sept 2023 Deverra Therapeutics, Inc. Biotechnology **$2.4M** Apr 2023 Green Street Impact Fund I - A, L.P. Agents: RBC Capital Markets, LLC Other **$15M** Apr 2023 Green Street Impact Fund I, L.P. Agents: RBC Capital Markets, LLC Other **$15M** Dec 2022 Svante Technologies Inc. Energy Conservation **$202M** Jul 2020 Palantir Technologies Inc. Other Technology **$550M** Mar 2020 Premier Gold Mines Ltd Other **$2.2M** Aug 2019 Bonterra Resources Inc. Other **$2.6M** Jul 2019 Number Holdings, Inc. Retailing **$166M** May 2019 Bonterra Resources Inc. Other **$179k** Jul 2018 MediaMath Holdings, Inc. Agents: RBC Capital Markets, LLC Other **$126M** Sept 2016 CSI Compressco LP Oil and Gas **$5.0M** Jul 2016 Dundee Precious Metals Inc Other **$300k** Jun 2016 Spredfast, Inc. Other Technology **$50M** Mar 2016 Strategic Oil & Gas Ltd Oil and Gas **$91M** Mar 2016 Seven Generations Energy Ltd. Oil and Gas **$79M** Aug 2015 Spin Master Corp. Other **$761k** Jul 2015 RadiumOne, Inc. Other Technology **$23M** Jun 2015 TechMediaNetwork, Inc. Other **$135M** Sept 2014 Upper Peninsula Power Holding Co Electric Utilities **$200M** Sept 2014 Ping Identity Corp Other Technology **$35M** Jul 2014 Crescent Point Energy Corp. Oil and Gas **$310M** Jul 2014 Altex Energy Ltd. Other **$34M** Jul 2014 IgnitionOne, Inc. Other Technology **$21M** Jun 2014 Texas New Mexico Power Co Electric Utilities **-** May 2014 ERAC USA Finance LLC Other Banking and Financial Services **$500M** Apr 2014 AvePoint, Inc. Other Technology **$90M** Mar 2014 InterRad Medical, Inc. Other Health Care **-** Mar 2012 ERAC USA Finance LLC Other Banking and Financial Services **$300M** Mar 2012 ERAC USA Finance LLC Other Banking and Financial Services **$300M** Mar 2012 Minera IRL Ltd Agents: RBC Dominion Securities Inc. Other **$113k** Jan 2012 Akonni Biosystems Inc Biotechnology **$935k** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**J.P. Morgan Securities LLC** 7 rounds together](https://millionrounds.com/providers/j-p-morgan-securities-llc)[**US Bancorp Investments** 4 rounds together](https://millionrounds.com/providers/us-bancorp-investments)[**Merrill Lynch, Pierce, Fenner & Smith Incorporated** 3 rounds together](https://millionrounds.com/providers/merrill-lynch-pierce-fenner-and-smith-incorporated)[**Goldman Sachs & Co. LLC** 3 rounds together](https://millionrounds.com/providers/goldman-sachs-and-co-llc)[**Sprott Global Resource Investments Ltd.** 3 rounds together](https://millionrounds.com/providers/sprott-global-resource-investments-ltd)[**Wells Fargo Securities, LLC** 3 rounds together](https://millionrounds.com/providers/wells-fargo-securities-llc) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this RBC Wealth Management? Claim the page to describe your work in your own words. Free. [Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)