# Raymond James (USA) Ltd.: fundraiser

> Raymond James (USA) Ltd. placed 31 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/raymond-james-usa-ltd (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Raymond James (USA) Ltd.

Fundraiser Registered broker-dealer

# Raymond James (USA) Ltd.

FINRA 25853 · placing rounds since Sept 2016

**31** company rounds placed

**12** in the last two years, last Mar 2026

**$328M** sold in the rounds they placed

**5.0%** typical commission; the median firm takes 4.9%

Named on 31 Form D filings as paid to sell the offering: 31 for operating companies. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**3** 23Q3 **2** 23Q4 **2** 24Q2 **3** 24Q4 **2** 25Q3 **4** 25Q4 **3** 26Q1

## What they place

- Other **76%**
- Other Technology **13%**
- Oil and Gas **5%**
- Business Services **3%**
- Investing **3%**

## How big the rounds are

- Under $1M **17**
- $1M to $5M **9**
- $5M to $20M **7**
- $20M to $100M **3**
- $100M+ **1**

## Where the companies are

**FL** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/raymond-james-usa-ltd)[Everything, funds and real estate too](https://millionrounds.com/providers/raymond-james-usa-ltd?show=all)

Filed Issuer Industry Sold

Mar 2026 Kingfisher Metals Corp. Other **$945k**

Mar 2026 Cambria Gold Mines Inc. Other **$19M**

Feb 2026 Rua Gold Inc. Agents: RAYMOND JAMES LTD. Other **$10M**

Dec 2025 Rio2 Ltd Agents: Raymond James Ltd. Other **$137M**

Nov 2025 Cerro de Pasco Resources Inc. Agents: Raymond James Ltd. Other **$1.9M**

Oct 2025 New Pacific Metals Corp Agents: Raymond James Ltd. Other **$1.7M**

Oct 2025 Venerable Ventures Ltd. Agents: Raymond James Ltd. Other **$496k**

Jul 2025 Dolly Varden Silver Corp Agents: Raymond James Ltd. Other **$1.2M**

Jul 2025 Ucore Rare Metals Inc. Agents: Raymond James Ltd Other **$1.9M**

Nov 2024 Rio2 Ltd Agents: Raymond James Ltd. Other **$45M**

Nov 2024 Stack Capital Group Inc. Agents: Raymond James (USA) Ltd. Investing **-**

Nov 2024 West Red Lake Gold Mines Ltd. Agents: Raymond James Ltd. Other **$100k**

May 2024 Zefiro Methane Corp. Other **$560k**

Apr 2024 West Red Lake Gold Mines Ltd. Agents: Raymond James Ltd. Other **$2.0M**

Dec 2023 Coelacanth Energy Inc. Other **$22M**

Nov 2023 Sucro Ltd Other **$349k**

Aug 2023 Highwood Asset Management Ltd. Oil and Gas **$14M**

Aug 2023 Graphene Manufacturing Group Ltd. Other **$126k**

Jul 2023 TDG Gold Corp. Agents: Raymond James Ltd. Other **$57k**

Mar 2023 Integra Resources Corp. Agents: Raymond James Ltd. Other **$3.6M**

Mar 2023 ParcelPal Logistics Inc. Business Services **$406k**

Sept 2022 SGT Capital Co-Invest I (US) LP Other Technology **$33M**

Sept 2022 SGT Capital Fund II (US) LP Other Technology **$9.2M**

Dec 2020 Exro Technologies Inc. Agents: Raymond James Ltd. Other Technology **$4.4M**

Aug 2020 ADVENTUS MINING Corp Other **$815k**

Jul 2020 Luminex Resources Corp. Other **$1.1M**

Jan 2020 mCloud Technologies Corp. Other **$230k**

Dec 2019 Uranium Royalty Corp. Other **$7.2M**

Feb 2018 Orla Mining Ltd. Agents: Raymond James (USA) Ltd. Other **$377k**

Dec 2017 Baylin Technologies Inc. Agents: Paradigm Capital U.S. Inc. Other **$46k**

Feb 2017 Strad Energy Services Ltd Agents: HSBC Securities (Canada) Inc., Paradigm Capital Inc., Peters and Co. Limited Other **$708k**

Sept 2016 Victoria Gold Corp Agents: Raymond James Ltd. Other **$7.2M**

Jul 2015 UrtheCast Corp. Agents: Raymond James Ltd. Other Technology **$157k**

Oct 2014 Crescent Point Energy Corp. Agents: Raymond James Ltd. Oil and Gas **$2.4M**

Apr 2014 Lumenpulse Inc. Other **$338k**

Jan 2014 ENWAVE Corp Agents: Raymond James Ltd. Other Technology **$721k**

Mar 2012 Crocodile Gold Corp. Other **$8.5M**

Mar 2012 New Zealand Energy Corp. Other **$275k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Canaccord Genuity LLC** 7 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Haywood Securities (USA) Inc.** 6 rounds together](https://millionrounds.com/providers/haywood-securities-usa-inc)[**Beacon Securities US Limited** 6 rounds together](https://millionrounds.com/providers/beacon-securities-us-limited)[**VIII Capital Corp.** 3 rounds together](https://millionrounds.com/providers/viii-capital-corp)[**Cormark Securities (USA) Limited** 2 rounds together](https://millionrounds.com/providers/cormark-securities-usa-limited)[**BMO Nesbitt Burns Inc.** 2 rounds together](https://millionrounds.com/providers/bmo-nesbitt-burns-securities-ltd-2)

## Founders who worked with them

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