# Raymond James & Associates, Inc.: fundraiser > Raymond James & Associates, Inc. placed 60 company rounds filed with the SEC, most recently Nov 2025. Who they placed, by sector and size. Source: https://millionrounds.com/providers/raymond-james-and-associates-inc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Raymond James & Associates, Inc. Fundraiser Registered broker-dealer # Raymond James & Associates, Inc. FINRA 705 ยท placing rounds since Jan 2016 **60** company rounds placed **8** in the last two years, last Nov 2025 **$2.6B** sold in the rounds they placed **5.3%** typical commission; the median firm takes 4.9% Named on 268 Form D filings as paid to sell the offering: 60 for operating companies, 149 for funds, 59 for real estate. 12 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **4** 23Q3 **2** 23Q4 **2** 24Q2 **1** 24Q3 **5** 24Q4 **2** 25Q1 **3** 25Q2 **2** 25Q3 **4** 25Q4 **2** 26Q1 ## What they place - Other **42%** - Other Technology **15%** - Other Banking and Financial Services **11%** - Biotechnology **11%** - Other Health Care **8%** - Oil and Gas **7%** - Investing **7%** ## How big the rounds are - Under $1M **19** - $1M to $5M **13** - $5M to $20M **25** - $20M to $100M **35** - $100M+ **6** ## Where the companies are **TX** 11 **MA** 7 **CA** 6 **FL** 6 **MO** 5 **NJ** 5 **NY** 4 **KY** 3 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/raymond-james-and-associates-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/raymond-james-and-associates-inc?show=all) Filed Issuer Industry Sold Mar 2026 Kingfisher Metals Corp. Other **$945k** Feb 2026 Rua Gold Inc. Agents: RAYMOND JAMES LTD. Other **$10M** Dec 2025 Rio2 Ltd Agents: Raymond James Ltd. Other **$137M** Nov 2025 Cerro de Pasco Resources Inc. Agents: Raymond James Ltd. Other **$1.9M** Nov 2025 OneAZ Credit Union Other Banking and Financial Services **$65M** Oct 2025 New Pacific Metals Corp Agents: Raymond James Ltd. Other **$1.7M** Jul 2025 Dolly Varden Silver Corp Agents: Raymond James Ltd. Other **$1.2M** Jul 2025 Ucore Rare Metals Inc. Agents: Raymond James Ltd Other **$1.9M** Jun 2025 TotMech Investors, LP Other **$28M** Jun 2025 Meritum RJ Blocker, LLC Other **$5.9M** Jun 2025 Meritum Energy Holdings, LP Other **$54M** Jan 2025 Thesis Gold Inc. Other **$2.5M** Jan 2025 Sunshine Indoor Golf Investors, LLC Agents: William Bermont Other **$206k** Nov 2024 Lomond Therapeutics Holdings, Inc. Pharmaceuticals **$44M** Nov 2024 Rio2 Ltd Agents: Raymond James Ltd. Other **$45M** Nov 2024 Stack Capital Group Inc. Agents: Raymond James (USA) Ltd. Investing **-** Nov 2024 West Red Lake Gold Mines Ltd. Agents: Raymond James Ltd. Other **$100k** Oct 2024 GHI-BIO AC Debt JV LLC Investing **$83M** Sept 2024 Green Dot Corp Other Banking and Financial Services **$45M** May 2024 Zefiro Methane Corp. Other **$560k** Apr 2024 West Red Lake Gold Mines Ltd. Agents: Raymond James Ltd. Other **$2.0M** Dec 2023 Coelacanth Energy Inc. Other **$22M** Nov 2023 Sucro Ltd Other **$349k** Aug 2023 Highwood Asset Management Ltd. Oil and Gas **$14M** Aug 2023 SpyCloud, Inc. Other Technology **$35M** Aug 2023 Graphene Manufacturing Group Ltd. Other **$126k** Jul 2023 TDG Gold Corp. Agents: Raymond James Ltd. Other **$57k** Mar 2023 Integra Resources Corp. Agents: Raymond James Ltd. Other **$3.6M** Mar 2023 ParcelPal Logistics Inc. Business Services **$406k** Nov 2022 Surround Care, LLC Agents: Raymond James & Associates, Inc. Other Health Care **$573M** Oct 2022 LiveView Technologies, Inc. Agents: Stephan Bernard Segouin Other Technology **$21M** Oct 2022 Myrtelle Inc. Agents: Alex Brown, a division of Raymond James Biotechnology **$16M** Sept 2022 SGT Capital Co-Invest I (US) LP Other Technology **$33M** Sept 2022 SGT Capital Fund II (US) LP Other Technology **$9.2M** May 2022 Cleopatra Resources LLC Agents: N/A Oil and Gas **$10M** May 2022 LiveView Technologies, Inc. Agents: STEPHAN BERNARD SEGOUIN Retailing **$50M** Apr 2022 Aurion Biotech, Inc. Biotechnology **$55M** Mar 2022 Source Rock Royalties Ltd. Agents: RAYMOND JAMES & ASSOCIATES, INC. Oil and Gas **$1.9M** Mar 2022 Anuvia Plant Nutrients Holdings Inc. Other **$66M** Dec 2021 Symphonic Distribution, Inc. Agents: Raymond James & Associates, Inc. Other Technology **$37M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Canaccord Genuity LLC** 7 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Beacon Securities US Limited** 7 rounds together](https://millionrounds.com/providers/beacon-securities-us-limited)[**Haywood Securities (USA) Inc.** 6 rounds together](https://millionrounds.com/providers/haywood-securities-usa-inc)[**BMO Nesbitt Burns Inc.** 3 rounds together](https://millionrounds.com/providers/bmo-nesbitt-burns-securities-ltd-2)[**Cormark Securities (USA) Limited** 3 rounds together](https://millionrounds.com/providers/cormark-securities-usa-limited)[**Ventum Financial (US) Corp.** 3 rounds together](https://millionrounds.com/providers/ventum-financial-us-corp) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Raymond James & Associates, Inc.? Claim the page to describe your work in your own words. Free. 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