# R. F. Lafferty & Co., Inc.: fundraiser

> R. F. Lafferty & Co., Inc. placed 10 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/r-f-lafferty-and-co-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / R. F. Lafferty & Co., Inc.

Fundraiser Registered broker-dealer

# R. F. Lafferty & Co., Inc.

FINRA 2498 · placing rounds since Mar 2016

**10** company rounds placed

**4** in the last two years, last Dec 2025

**$298M** sold in the rounds they placed

**2.0%** typical commission; the median firm takes 4.9%

Named on 17 Form D filings as paid to sell the offering: 10 for operating companies, 7 for funds. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4 **2** 24Q2 **1** 24Q4 **1** 25Q1 **1** 25Q3 **1** 25Q4

## What they place

- Other **40%**
- Other Technology **20%**
- Business Services **10%**
- Investing **10%**
- Pharmaceuticals **10%**
- Retailing **10%**

## How big the rounds are

- Under $1M **4**
- $1M to $5M **3**
- $5M to $20M **2**
- $20M to $100M **0**
- $100M+ **1**

## Where the companies are

**NY** 1 **PA** 1 **VA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/r-f-lafferty-and-co-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/r-f-lafferty-and-co-inc?show=all)

Filed Issuer Industry Sold

Dec 2025 OPX2025 Kraken, a Series of Opulentia Ventures X LLC Agents: R. F. Lafferty & Co., Inc. Investing **$2.6M**

Sept 2025 Eightco Holdings Inc. Other Technology **$270M**

Mar 2025 Incannex Healthcare Inc. Pharmaceuticals **$12M**

Dec 2024 Top KingWin Ltd Business Services **$2.5M**

Jun 2024 Lytus Technologies Holdings PTV. Ltd. Other Technology **$6.8M**

May 2024 Rise Gold Corp. Other **$798k**

Nov 2023 Rise Gold Corp. Other **$446k**

Nov 2021 Quaterra Resources Inc Other **$657k**

Sept 2021 Quaterra Resources Inc Other **$1.5M**

Sept 2020 Can B Corp Retailing **$225k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Beacon Securities US Limited** 1 round together](https://millionrounds.com/providers/beacon-securities-us-limited)[**Haywood Securities (USA) Inc.** 1 round together](https://millionrounds.com/providers/haywood-securities-usa-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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