# Purshe Kaplan Investments: fundraiser

> Purshe Kaplan Investments placed 11 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/purshe-kaplan-investments (Millionrounds; every figure on the page links to its filing or article)

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# Purshe Kaplan Investments

FINRA 35747 · placing rounds since May 2016

**11** company rounds placed

**1** in the last two years, last Dec 2025

**$16.3B** sold in the rounds they placed

**6.9%** typical commission; the median firm takes 4.9%

Named on 24 Form D filings as paid to sell the offering: 11 for operating companies, 1 for funds, 12 for real estate. 8 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q4

## What they place

- Insurance **62%**
- Other **23%**
- Oil and Gas **15%**

## How big the rounds are

- Under $1M **2**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **8**

## Where the companies are

**IN** 7 **NJ** 3 **PA** 2 **IL** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/purshe-kaplan-investments)[Everything, funds and real estate too](https://millionrounds.com/providers/purshe-kaplan-investments?show=all)

Filed Issuer Industry Sold

Dec 2025 HNW PPVA Series Account - 1 Agents: Purshe Kaplan Investments Insurance **$2.1B**

Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: Peter T. Scott Insurance **$1.7B**

Apr 2021 Spring Hills Holdings II, LLC Other **-**

Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: Peter T. Scott Insurance **$2.3B**

Dec 2019 Lincoln Life Flexible Premium Variable Life Account Z Agents: Kevin J. Broderick, Peter T. Scott Insurance **$1.8B**

Sept 2019 Spring Hills Holdings, LLC Other **$150k**

Dec 2018 Lincoln Life Flexible Premium Variable Life Account Z Agents: Kevin J. Broderick, Peter T. Scott Insurance **$1.5B**

Dec 2017 Lincoln Life Flexible Premium Variable Life Account Z Agents: Kevin J. Broderick, Peter T. Scott Insurance **$1.1B**

Oct 2017 Spring Hills Holdings, LLC Other **$300k**

Dec 2016 Lincoln Life Flexible Premium Variable Life Account Z Agents: Kevin J. Broderick, Peter T. Scott Insurance **$783M**

Sept 2016 Atlas Eagle Ford 2016 L.P. Oil and Gas **-**

Dec 2015 Lincoln Life Flexible Premium Variable Life Account Z Agents: Kevin J. Broderick, Peter T. Scott Insurance **$431M**

May 2014 Atlas Resources Series 34-2014 L.P. Oil and Gas **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Lion Street Financial** 10 rounds together](https://millionrounds.com/providers/lion-street-financial)[**M Holdings Securities Inc.** 10 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Kestra Investment Services LLC** 10 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**LPL Financial LLC** 9 rounds together](https://millionrounds.com/providers/lpl-financial-llc)[**AXA Advisors, LLC** 8 rounds together](https://millionrounds.com/providers/axa-advisors)[**Morgan Stanley** 8 rounds together](https://millionrounds.com/providers/morgan-stanley-and-co-llc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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