# Portfolio Advisors Alliance: fundraiser

> Portfolio Advisors Alliance placed 4 company rounds filed with the SEC, most recently Jun 2016. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/portfolio-advisors-alliance (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Portfolio Advisors Alliance

Fundraiser Registered broker-dealer

# Portfolio Advisors Alliance

FINRA 101680 · placing rounds since Jan 2012

**4** company rounds placed

**0** in the last two years, last Jun 2016

**$7.4M** sold in the rounds they placed

**11.5%** typical commission; the median firm takes 4.9%

Named on 6 Form D filings as paid to sell the offering: 4 for operating companies, 2 for funds. 2 registered agents named.

## How big the rounds are

- Under $1M **1**
- $1M to $5M **3**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**HI** 2 **FL** 1 **NY** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/portfolio-advisors-alliance)[Everything, funds and real estate too](https://millionrounds.com/providers/portfolio-advisors-alliance?show=all)

Filed Issuer Industry Sold

Jun 2016 Global Factors LLC Agents: Howard Allen Other Banking and Financial Services **$300k**

Feb 2014 Cardax, Inc. Agents: Portfolio Advisors Alliance, Inc. Pharmaceuticals **$3.9M**

Jan 2014 Cardax Pharma, Inc. Agents: Portfolio Advisors Alliance, Inc. Pharmaceuticals **$2.1M**

Jan 2012 AOI Medical, Inc. Agents: Kerri L Wasserman Other Health Care **$1.1M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Laidlaw & Company (UK) Ltd.** 1 round together](https://millionrounds.com/providers/laidlaw-and-company-uk-ltd)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this Portfolio Advisors Alliance?

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