# Sandler, O'Neill & Partners, L.P.: fundraiser

> Sandler, O'Neill & Partners, L.P. placed 24 company rounds filed with the SEC, most recently Jan 2020. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/piper-sandler-and-co-3 (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Sandler, O'Neill & Partners, L.P.

Fundraiser Registered broker-dealer

# Sandler, O'Neill & Partners, L.P.

FINRA 23328 · placing rounds since Apr 2016

**24** company rounds placed

**0** in the last two years, last Jan 2020

**$918M** sold in the rounds they placed

**2.0%** typical commission; the median firm takes 4.9%

Named on 77 Form D filings as paid to sell the offering: 24 for operating companies, 3 for funds, 50 for real estate. 1 registered agent named.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **7**
- $20M to $100M **24**
- $100M+ **2**

## Where the companies are

**TX** 9 **NY** 5 **NJ** 3 **TN** 2 **OK** 2 **NC** 2 **GA** 2 **PA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/piper-sandler-and-co-3)[Everything, funds and real estate too](https://millionrounds.com/providers/piper-sandler-and-co-3?show=all)

Filed Issuer Industry Sold

Aug 2021 NexBank Capital, Inc. Agents: N/A Other Banking and Financial Services **$150M**

Apr 2021 WT Holdings, Inc. Insurance **$60M**

Jan 2020 Northern Bancorp Inc Other Banking and Financial Services **$52M**

Dec 2019 Bar Harbor Bankshares Other Banking and Financial Services **$40M**

Sept 2019 Avana Bonhon, LLC Agents: SANDLER, O'NEILL & PARTNERS, L.P. Other **$65M**

Jun 2019 Texas State Bankshares, Inc. Other Banking and Financial Services **$35M**

May 2019 Cowen Inc. Agents: Sandler, O'Neill & Partners, L.P. Investment Banking **$53M**

May 2019 Dominion Bancshares, Inc. Other Banking and Financial Services **$41M**

Aug 2018 N.B.C. Bancshares in Pawhuska, Inc. Agents: N/A Other Banking and Financial Services **$12M**

Aug 2018 UTB Financial Holding Co Agents: N/A Other Banking and Financial Services **$21M**

Aug 2018 First Citizens Bancshares, Inc./TX Agents: N/A Other Banking and Financial Services **$23M**

Jul 2018 Millennium Consolidated Holdings LLC Agents: Sandler O Neill Partners LP Other Banking and Financial Services **$50M**

Jun 2018 CRB Group, Inc. Agents: Sandler O'Neill & Partners, L.P. Other Banking and Financial Services **$27M**

Apr 2018 WT Holdings, Inc. Insurance **$60M**

Apr 2018 Great Plains Bancshares, Inc. Other Banking and Financial Services **$20M**

Oct 2017 Ion Financial, MHC Agents: Sandler O'Neill + Partners, LP Other Banking and Financial Services **$15M**

Oct 2017 NexBank Capital, Inc. Other Banking and Financial Services **$54M**

Aug 2017 SumRidge Partners Holdings LLC Other Banking and Financial Services **$70M**

Jul 2017 Landmark Bancshares, Inc. Agents: Sandler O'Neill & Partners, L.P. Other Banking and Financial Services **$13M**

Mar 2017 Capital Funding Bancorp, Inc. Other Health Care **$35M**

Feb 2017 NexBank Capital, Inc. Other Banking and Financial Services **$80M**

Feb 2017 Malvern Bancorp, Inc. Other Banking and Financial Services **$25M**

Feb 2017 Jeff Davis Bancshares Inc Other Banking and Financial Services **$18M**

Sept 2016 NexBank Capital, Inc. Other Banking and Financial Services **$75M**

Jul 2016 Miami International Holdings, Inc. Other **$30M**

Apr 2016 Kingstone Companies, Inc. Insurance **$5.0M**

Dec 2015 Empire Bancorp, Inc. Other Banking and Financial Services **$15M**

Aug 2015 Happy Bancshares, Inc. Other Banking and Financial Services **$65M**

Feb 2015 Ameris Bancorp Other Banking and Financial Services **$120M**

Jan 2015 Esquire Financial Holdings, Inc. Other Banking and Financial Services **$6.9M**

Jan 2015 Empire Bancorp, Inc. Other Banking and Financial Services **$20M**

Oct 2014 Luther Burbank Corp Other Banking and Financial Services **$95M**

Feb 2014 Vantagesouth Bancshares, Inc. Agents: Sandler O'Neill + Partners, L.P. Other Banking and Financial Services **$25M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Keefe, Bruyette & Woods, Inc.** 2 rounds together](https://millionrounds.com/providers/keefe-bruyette-and-woods-inc)[**CFG Capital Markets, LLC** 1 round together](https://millionrounds.com/providers/cfg-capital-markets-llc)[**Stephens Inc.** 1 round together](https://millionrounds.com/providers/stephens-inc)

## Founders who worked with them

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