# Pickwick Capital Partners, LLC: fundraiser > Pickwick Capital Partners, LLC placed 29 company rounds filed with the SEC, most recently Jan 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/pickwick-capital-partners-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Pickwick Capital Partners, LLC Fundraiser Registered broker-dealer # Pickwick Capital Partners, LLC FINRA 130672 ยท placing rounds since Jan 2016 **29** company rounds placed **1** in the last two years, last Jan 2026 **$194M** sold in the rounds they placed **5.1%** typical commission; the median firm takes 4.9% Named on 96 Form D filings as paid to sell the offering: 29 for operating companies, 58 for funds, 9 for real estate. 13 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **1** 23Q2 **1** 23Q3 **1** 23Q4 **2** 24Q1 **2** 24Q2 **3** 24Q3 **1** 26Q1 ## What they place - Other **34%** - Other Technology **28%** - Other Health Care **10%** - Agriculture **7%** - Biotechnology **7%** - Oil and Gas **7%** - Other Banking and Financial Services **7%** ## How big the rounds are - Under $1M **16** - $1M to $5M **9** - $5M to $20M **5** - $20M to $100M **4** - $100M+ **0** ## Where the companies are **TX** 4 **CA** 3 **CO** 3 **VA** 2 **CT** 2 **MA** 2 **MD** 2 **NY** 2 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/pickwick-capital-partners-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/pickwick-capital-partners-llc?show=all) Filed Issuer Industry Sold Jan 2026 Space Capital SPV, LLC Other **$100k** Sept 2024 ChemoMouthpiece, LLC Other Health Care **$5.0M** Aug 2024 MSolar Manufacturing, LLC Agents: Market Street Capital Advisors, LLC Manufacturing **-** Aug 2024 C-Combinator, A Public Benefit Corp Other **$250k** May 2024 Puraclenz, LLC Other Technology **$500k** May 2024 Puraclenz Holdings, Inc. Other Technology **$500k** Mar 2024 MODRN Living Communities Investment, LLC Other Banking and Financial Services **$600k** Mar 2024 M2 Communities Investment, LLC Other Banking and Financial Services **$350k** Nov 2023 Boss HOG Resources LLC Agents: Christine Breck Oil and Gas **$53M** Sept 2023 Mucho Mas Media, LLC Other **$4.0M** Apr 2023 UGE International Ltd. Other Energy **$583k** Mar 2023 Waveguide Corp Other Technology **$8.3M** Feb 2023 Evergreen Annuity Co Insurance **$600k** Jan 2023 Forge Nano, Inc. Other Technology **$15M** Dec 2022 Nellie's Southern Kitchen Holdings LLC Agents: Pickwick Capital Partners, LLC Investing **$1.9M** Jan 2022 Westside Museum, LLC Other **$8.0M** Jan 2022 Wild Boar Resources LLC Agents: Christine Breck Oil and Gas **$32M** Jun 2020 Casa Luigi, Inc. Other **$100k** May 2020 Compassionate Cultivation, LLC Agents: Pickwick Capital Partners, LLC Other **$2.0M** Feb 2020 NewLeaf Symbiotics, Inc. Agriculture **$21M** Feb 2020 Compassionate Cultivation, LLC Agents: Pickwick Capital Partners, LLC Other **$320k** Jun 2019 Advanced Green Holdings, Inc. Agents: Ruth Epstein Agriculture **-** Jun 2019 Illumina Radiopharmaceuticals LLC Agents: Pickwick Capital Partners, LLC Pharmaceuticals **$250k** Dec 2018 Osiris Ventures, Inc. Other **$27M** Jun 2018 Breath of Life Pharma, Ltd. Agents: Pickwick Capital Partners Pharmaceuticals **$9.7M** May 2017 Cvr Medical Corp. Other Health Care **$250k** Mar 2017 Cvr Medical Corp. Other Health Care **$779k** Sept 2016 Crowd Mobile Ltd Agents: Pickwick Capital Partners LLC Other Technology **$369k** Jan 2016 BTCS Inc. Other **$1.4M** Sept 2015 D-Vision C.V.S. Ltd. Agents: David S. Turner Other Technology **$150k** Jun 2015 Personal Genome Diagnostics Inc. Agents: John K. Dierkes Biotechnology **$4.3M** Mar 2015 Cameroon Enterprises, LLC Other **$4.0M** Aug 2014 HealthWarehouse.com, Inc. Agents: N/A Retailing **$1.3M** Apr 2014 Viscount Systems Inc Other Technology **$1.5M** Mar 2014 Viscount Systems Inc Other Technology **$750k** Mar 2014 Personal Genome Diagnostics Inc. Agents: John K. Dierkes Biotechnology **$2.0M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**ARCADIA SECURITIES, LLC (Brookline Capital Markets)** 1 round together](https://millionrounds.com/providers/arcadia-securities-llc)[**Charles Towne Securities, LLC** 1 round together](https://millionrounds.com/providers/charles-towne-securities-llc)[**CIM Securities, LLC** 1 round together](https://millionrounds.com/providers/cim-securities-llc)[**Globalist Capital, LLC** 1 round together](https://millionrounds.com/providers/globalist-capital-llc)[**Gregory Neumann** 1 round together](https://millionrounds.com/providers/gregory-neumann)[**INTE Securities LLC dba TritonLake** 1 round together](https://millionrounds.com/providers/inte-securities-llc-dba-tritonlake) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Pickwick Capital Partners, LLC? Claim the page to describe your work in your own words. Free. 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