# PHX Financial, Inc: fundraiser

> PHX Financial, Inc placed 6 company rounds filed with the SEC, most recently Oct 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/phx-financial-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / PHX Financial, Inc

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# PHX Financial, Inc

FINRA 144403 · placing rounds since Mar 2016

**6** company rounds placed

**1** in the last two years, last Oct 2025

**$7.1M** sold in the rounds they placed

**38.3%** typical commission; the median firm takes 4.9%

Named on 79 Form D filings as paid to sell the offering: 6 for operating companies, 72 for funds, 1 for real estate.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q4

## What they place

- Other **31%**
- Other Health Care **31%**
- Biotechnology **23%**
- Agriculture **15%**

## How big the rounds are

- Under $1M **8**
- $1M to $5M **5**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 5 **NY** 3 **TX** 2 **MD** 1 **ME** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/phx-financial-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/phx-financial-inc?show=all)

Filed Issuer Industry Sold

Oct 2025 Alume Biosciences Inc Biotechnology **$3.1M**

Aug 2019 Epica International, Inc. Other Health Care **$72k**

Apr 2019 Epica International, Inc. Other Health Care **$613k**

Jun 2018 Neighborhood Production LLC Other **$2.1M**

Feb 2018 Orgenesis Inc. Biotechnology **$1.2M**

Jul 2017 Abogen, Inc. Biotechnology **$25k**

Aug 2016 Champions League Partners, Inc. Other **$120k**

Mar 2016 Epica International, Inc. Other Health Care **$85k**

Nov 2015 Epica International, Inc. Agents: PHX Financial, Inc Other Health Care **$1.7M**

Jun 2015 Champions League, Inc. Other **$359k**

Feb 2015 Superior Ostrich, Inc. Agriculture **$92k**

Aug 2014 Superior Ostrich, Inc. Agriculture **$205k**

Jul 2014 Grafoid Inc. Other **$2.8M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Salomon Whitney Financial** 1 round together](https://millionrounds.com/providers/salomon-whitney-financial)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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