# PHX Financial, Inc., d/b/a Phoenix Financial Services: fundraiser

> PHX Financial, Inc., d/b/a Phoenix Financial Services placed 5 company rounds filed with the SEC, most recently Feb 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/phx-financial-inc-d-b-a-phoenix-financial-services (Millionrounds; every figure on the page links to its filing or article)

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# PHX Financial, Inc., d/b/a Phoenix Financial Services

FINRA 000144403 · placing rounds since Aug 2016

**5** company rounds placed

**3** in the last two years, last Feb 2026

**$143M** sold in the rounds they placed

**9.7%** typical commission; the median firm takes 4.9%

Named on 5 Form D filings as paid to sell the offering: 5 for operating companies.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 25Q3 **1** 25Q4 **1** 26Q1

## What they place

- Other **31%**
- Other Health Care **25%**
- Biotechnology **19%**
- Agriculture **13%**
- Other Energy **13%**

## How big the rounds are

- Under $1M **8**
- $1M to $5M **5**
- $5M to $20M **0**
- $20M to $100M **3**
- $100M+ **0**

## Where the companies are

**CA** 8 **NY** 3 **TX** 2 **MD** 1 **ME** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/phx-financial-inc-d-b-a-phoenix-financial-services)[Everything, funds and real estate too](https://millionrounds.com/providers/phx-financial-inc-d-b-a-phoenix-financial-services?show=all)

Filed Issuer Industry Sold

Feb 2026 [Deep Fission, Inc.](https://millionrounds.com/company/deep-fission-inc) Other Energy **$80M**

Oct 2025 Alume Biosciences Inc Biotechnology **$3.1M**

Sept 2025 [Deep Fission, Inc.](https://millionrounds.com/company/deep-fission-inc) Other Energy **$30M**

Aug 2025 Deep Isolation Nuclear, Inc. Other **$33M**

Aug 2019 Epica International, Inc. Other Health Care **$72k**

Apr 2019 Epica International, Inc. Other Health Care **$613k**

Jun 2018 Neighborhood Production LLC Other **$2.1M**

Feb 2018 Orgenesis Inc. Biotechnology **$1.2M**

Jul 2017 Abogen, Inc. Biotechnology **$25k**

Aug 2016 Champions League Partners, Inc. Other **$120k**

Mar 2016 Epica International, Inc. Other Health Care **$85k**

Nov 2015 Epica International, Inc. Agents: PHX Financial, Inc Other Health Care **$1.7M**

Jun 2015 Champions League, Inc. Other **$359k**

Feb 2015 Superior Ostrich, Inc. Agriculture **$92k**

Aug 2014 Superior Ostrich, Inc. Agriculture **$205k**

Jul 2014 Grafoid Inc. Other **$2.8M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Network 1 Financial Securities, Inc.** 3 rounds together](https://millionrounds.com/providers/network-1-financial-securities-inc)[**Seaport Global Securities LLC** 3 rounds together](https://millionrounds.com/providers/seaport-global-securities-llc)[**The Benchmark Company, LLC** 3 rounds together](https://millionrounds.com/providers/the-benchmark-company-llc)[**Dinosaur Financial Group, L.L.C.** 2 rounds together](https://millionrounds.com/providers/dinosaur-financial-group-l-l-c)[**Christopher James Fiore** 1 round together](https://millionrounds.com/providers/christopher-james-fiore)[**Salomon Whitney Financial** 1 round together](https://millionrounds.com/providers/salomon-whitney-financial)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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