# Patrick Capital Markets: fundraiser

> Patrick Capital Markets placed 6 company rounds filed with the SEC, most recently May 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/patrick-capital-markets (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Patrick Capital Markets

Fundraiser Registered broker-dealer

# Patrick Capital Markets

FINRA 16518 · placing rounds since Feb 2016

**6** company rounds placed

**1** in the last two years, last May 2025

**$7.7M** sold in the rounds they placed

**1.1%** typical commission; the median firm takes 4.9%

Named on 113 Form D filings as paid to sell the offering: 6 for operating companies, 24 for funds, 83 for real estate. 7 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 24Q2 **1** 25Q2

## What they place

- Other Banking and Financial Services **33%**
- Insurance **17%**
- Oil and Gas **17%**
- Other **17%**
- Other Health Care **17%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **4**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CO** 2 **FL** 1 **GA** 1 **PA** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/patrick-capital-markets)[Everything, funds and real estate too](https://millionrounds.com/providers/patrick-capital-markets?show=all)

Filed Issuer Industry Sold

May 2025 Lighthouse Life Capital, LLC Insurance **-**

May 2024 Noble Royalty Legacy Fund LP Oil and Gas **-**

May 2024 Battle Financial, Inc. Other Banking and Financial Services **$1.5M**

Jun 2020 LSP Dublin LLC Other **$2.1M**

Feb 2019 Sixty West O4W Opportunity Fund, LLC Agents: Patrick Capital Markets, LLC Other Banking and Financial Services **$1.3M**

May 2018 Transparent Health Marketplace, LLC Agents: Patrick Capital Markets, LLC Other Health Care **$2.8M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Crescent Securities Group, Inc.** 1 round together](https://millionrounds.com/providers/crescent-securities-group-inc)[**Five 9 Securities, LLC** 1 round together](https://millionrounds.com/providers/five-9-securities-llc)[**Great Point Capital LLC** 1 round together](https://millionrounds.com/providers/great-point-capital-llc)[**Odeon Capital Group LLC** 1 round together](https://millionrounds.com/providers/odeon-capital-group-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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