# OSAIC Wealth, Inc.: fundraiser

> OSAIC Wealth, Inc. placed 4 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/osaic-wealth-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / OSAIC Wealth, Inc.

Fundraiser Registered broker-dealer

# OSAIC Wealth, Inc.

FINRA 23131 · placing rounds since Sept 2016

**4** company rounds placed

**3** in the last two years, last Mar 2026

**$3.7B** sold in the rounds they placed

**1.5%** typical commission; the median firm takes 4.9%

Named on 8 Form D filings as paid to sell the offering: 4 for operating companies, 4 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**3** 26Q1

## What they place

- Oil and Gas **57%**
- Insurance **43%**

## How big the rounds are

- Under $1M **2**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **3**

## Where the companies are

**NY** 5 **PA** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/osaic-wealth-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/osaic-wealth-inc?show=all)

Filed Issuer Industry Sold

Mar 2026 New York Life Insurance & Annuity Corp Agents: Royal Alliance Associates Insurance **$505M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: Royal Alliance Associates Insurance **$136M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: OSAIC Wealth, Inc. Insurance **$3.0B**

Sept 2016 Atlas Eagle Ford 2016 L.P. Oil and Gas **-**

Dec 2015 Genesis Drilling Program IX LP Agents: Thomas Povinelli Oil and Gas **$100k**

Dec 2015 Genesis Drilling Program IX LP Agents: Amanda Dunlap Oil and Gas **$25k**

May 2014 Atlas Resources Series 34-2014 L.P. Oil and Gas **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**M Holdings Securities Inc.** 5 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Lion Street Financial** 5 rounds together](https://millionrounds.com/providers/lion-street-financial)[**Kestra Investment Services LLC** 5 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**LPL Financial LLC** 4 rounds together](https://millionrounds.com/providers/lpl-financial-llc)[**Lincoln Financial Advisors Corp.** 4 rounds together](https://millionrounds.com/providers/lincoln-financial-advisors-corp)[**World Equity Group, Inc.** 4 rounds together](https://millionrounds.com/providers/world-equity-group-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this OSAIC Wealth, Inc.?

Claim the page to describe your work in your own words. Free.

[Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)