# Oberon Securities, LLC: fundraiser

> Oberon Securities, LLC placed 5 company rounds filed with the SEC, most recently Dec 2024. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/oberon-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Oberon Securities, LLC

Fundraiser Registered broker-dealer

# Oberon Securities, LLC

FINRA 132598 · placing rounds since Nov 2017

**5** company rounds placed

**1** in the last two years, last Dec 2024

**$13M** sold in the rounds they placed

**60.0%** typical commission; the median firm takes 4.9%

Named on 6 Form D filings as paid to sell the offering: 5 for operating companies, 1 for funds. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q4

## What they place

- Agriculture **20%**
- Biotechnology **20%**
- Other **20%**
- Other Energy **20%**
- Retailing **20%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **2**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 1 **FL** 1 **ME** 1 **NY** 1 **WA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/oberon-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/oberon-securities-llc?show=all)

Filed Issuer Industry Sold

Dec 2024 Northwest Mills & Specialty Grains SPC Agriculture **$3.9M**

Mar 2021 Hyperlite Mountain Gear Inc. Retailing **$5.6M**

Dec 2018 PetaWatt Holdings Inc. Agents: Daniel P Cannon, Harry Chevan, John M Kinney Other Energy **-**

Apr 2018 Nanotech Energy, Inc. Agents: Oberon Securities, LLC Biotechnology **$3.4M**

Nov 2017 Waters Club Holdings Inc. Other **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Finalis Securities LLC** 1 round together](https://millionrounds.com/providers/finalis-securities-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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