# Northwestern Mutual Investment Services: fundraiser > Northwestern Mutual Investment Services placed 23 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/northwestern-mutual-investment-services (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Northwestern Mutual Investment Services Fundraiser Registered broker-dealer # Northwestern Mutual Investment Services FINRA 2881 ยท placing rounds since Jul 2016 **23** company rounds placed **6** in the last two years, last Mar 2026 **$133.0B** sold in the rounds they placed **3.9%** typical commission; the median firm takes 4.9% Named on 27 Form D filings as paid to sell the offering: 23 for operating companies, 4 for funds. 33 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **1** 23Q4 **1** 24Q4 **1** 25Q4 **4** 26Q1 ## What they place - Insurance **100%** ## How big the rounds are - Under $1M **3** - $1M to $5M **3** - $5M to $20M **5** - $20M to $100M **2** - $100M+ **19** ## Where the companies are **IN** 15 **OH** 13 **NY** 4 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/northwestern-mutual-investment-services)[Everything, funds and real estate too](https://millionrounds.com/providers/northwestern-mutual-investment-services?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: Northwestern Mutual Investment Services, LLC Insurance **$505M** Mar 2026 New York Life Insurance & Annuity Corp Agents: Northwestern Mutual Investment Services Insurance **$2.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Northwestern Mutual Investment Services LLC Insurance **$3.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: James M. Foyt, Northwestern Mutual Investment Services, LLC, Phillip Pickett Insurance **$1.8B** Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Garrett Moore Blaha, Gavin E. Blaha, George V. Blaha Insurance **$2.7B** Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Garrett Moore Blaha, Gavin E. Blaha, George V. Blaha Insurance **$2.6B** Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Garrett Moore Blaha, Gavin E. Blaha, George V. Blaha Insurance **$2.4B** Dec 2022 Lincoln Life Flexible Premium Variable Life Account Z Agents: Garrett Moore Blaha, George V. Blaha, Patrick Joseph Marget Insurance **$2.0B** Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: George V. Blaha, Scott Lane, William R. Holton Insurance **$1.7B** Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: George V. Blaha, Scott Lane, William R. Holton Insurance **$2.3B** Dec 2019 Lincoln Life Flexible Premium Variable Life Account Z Agents: Chris A. Messick, David Peacock, George V. Blaha Insurance **$1.8B** Dec 2018 Lincoln Life Flexible Premium Variable Life Account Z Agents: Chris A. Messick, David Peacock, George V. Blaha Insurance **$1.5B** Dec 2018 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: William Borchert Insurance **$135M** Dec 2017 Lincoln Life Flexible Premium Variable Life Account Z Agents: Chris A. Messick, David Peacock, George V. Blaha Insurance **$1.1B** Dec 2017 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: William Borchert Insurance **$146M** Sept 2017 Nationwide BOLI Private Placement Variable Account Agents: Hayes Holderness, Lorne Adrain Insurance **$50M** Jul 2017 Nationwide BOLI Private Placement Variable Account Agents: Rob Galbreath Insurance **$11M** Jun 2017 Nationwide Private Placement Variable Account Agents: Edward Kilpatrick, Garrett Blaha, Gavin Blaha Insurance **$20M** Jan 2017 Nationwide Private Placement Variable Account Agents: Edward Kilpatrick, Garrett Blaha, Gavin Blaha Insurance **$10M** Dec 2016 Nationwide Private Placement Variable Account Agents: Garrett Blaha, Gavin Blaha, George Blaha Insurance **$7.0M** Dec 2016 Lincoln Life Flexible Premium Variable Life Account Z Agents: David Peacock, George V. Blaha, Kurt Bogseth Insurance **$783M** Dec 2016 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: William Borchert Insurance **$154M** Jul 2016 Nationwide Private Placement Variable Account Agents: Gwen M. Middeke, Michael P. Corry, Raymond J. North, Jr. Insurance **$2.8M** Dec 2015 Lincoln Life Flexible Premium Variable Life Account Z Agents: David Peacock, George V. Blaha, Kurt Bogseth Insurance **$431M** Dec 2015 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: William Borchert Insurance **$170M** Nov 2015 Nationwide Private Placement Variable Account Agents: Melissa Ahearn, Richard DeVita Jr., Scott Horton Insurance **$756k** May 2015 Nationwide Private Placement Variable Account Agents: Richard A. Devita, Jr., Scott W. Holton, William R. Holton Insurance **$50k** Mar 2015 Nationwide Private Placement Variable Account Agents: George Blaha, Richard DeVita, Jr., Scott Holton Insurance **$1.7M** Dec 2014 Nationwide Private Placement Variable Account Agents: Patrick Dicerbo, Richard Devita, Jr., Scott Holton Insurance **$17M** Nov 2014 Nationwide Private Placement Variable Account Agents: Gwen Middeke, Keith Krieg, Micharl Corry Insurance **$17M** Feb 2014 Nationwide Private Placement Variable Account Agents: Richard Devita Insurance **$1.2M** Feb 2012 Nationwide Private Placement Variable Account Agents: Michael Godwin, Richard DeVita, Scott Holton Insurance **$364k** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Kestra Investment Services LLC** 19 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**Lion Street Financial** 19 rounds together](https://millionrounds.com/providers/lion-street-financial)[**M Holdings Securities Inc.** 19 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**LPL Financial LLC** 16 rounds together](https://millionrounds.com/providers/lpl-financial-llc)[**Valmark Securities, Inc.** 15 rounds together](https://millionrounds.com/providers/valmark-securities-inc)[**Newport Group Securities, Inc.** 14 rounds together](https://millionrounds.com/providers/newport-group-securities-inc) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Northwestern Mutual Investment Services? Claim the page to describe your work in your own words. Free. 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