# Northland Securities, Inc.: fundraiser

> Northland Securities, Inc. placed 23 company rounds filed with the SEC, most recently Aug 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/northland-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Northland Securities, Inc.

Fundraiser Registered broker-dealer

# Northland Securities, Inc.

FINRA 40258 · placing rounds since Jan 2016

**23** company rounds placed

**1** in the last two years, last Aug 2025

**$202M** sold in the rounds they placed

**7.5%** typical commission; the median firm takes 4.9%

Named on 31 Form D filings as paid to sell the offering: 23 for operating companies, 4 for funds, 4 for real estate. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q3

## What they place

- Other Technology **53%**
- Other Energy **18%**
- Biotechnology **8%**
- Other **5%**
- Oil and Gas **5%**
- Other Health Care **5%**
- Business Services **5%**

## How big the rounds are

- Under $1M **8**
- $1M to $5M **19**
- $5M to $20M **8**
- $20M to $100M **4**
- $100M+ **0**

## Where the companies are

**MN** 18 **CA** 5 **FL** 4 **GA** 3 **TX** 2 **AZ** 2 **WI** 1 **CT** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/northland-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/northland-securities-inc?show=all)

Filed Issuer Industry Sold

Aug 2025 FiscalNote Holdings, Inc. Other Technology **$19M**

Oct 2022 Duos Technologies Group, Inc. Other Technology **$3.5M**

May 2022 American Virtual Cloud Technologies, Inc. Other Technology **$10M**

Apr 2022 Pineapple Holdings, Inc. Other Energy **$32M**

Dec 2021 American Virtual Cloud Technologies, Inc. Other Technology **$25M**

Dec 2021 American Virtual Cloud Technologies, Inc. Other Technology **$5.0M**

Sept 2020 Compute North LLC Agents: Northland Securities, Inc. Other Technology **$400k**

Nov 2019 Venus Concept Inc. Other Health Care **$51M**

May 2019 ClickSWITCH Holdings Inc. Other **$13M**

Sept 2018 Imageware Systems Inc Other Technology **$8.9M**

Aug 2018 EVO Transportation & Energy Services, Inc. Agents: Northland Securities, Inc. Other Energy **$3.0M**

Aug 2018 ClickSWITCH Holdings Inc. Other **$3.5M**

Mar 2018 Orangehook, Inc. Agents: Northland Securities, Inc. Other Technology **$11M**

Aug 2017 Monaker Group, Inc. Agents: NORTHLAND SECURITIES, INC. Tourism and Travel Services **$3.1M**

Jun 2017 Minn Shares Inc Agents: Northland Securities, Inc. Other Energy **$310k**

Jan 2017 Sunshine Heart, Inc. Biotechnology **$200k**

Jan 2017 Orangehook, Inc. Agents: Northland Securities, Inc. Other Technology **$550k**

Jan 2017 Clover Fast Food, Inc. Agents: Anthony James Hondlik, N/A Broker/Deal only Restaurants **$2.0M**

Nov 2016 Sunshine Heart, Inc. Biotechnology **$3.6M**

Aug 2016 Sunshine Heart, Inc. Biotechnology **$3.5M**

Apr 2016 North Dakota LNG, LLC Agents: Northland Securities, Inc. Oil and Gas **-**

Jan 2016 OrangeHook, Inc. Agents: Northland Securities, Inc. Other Technology **$188k**

Jan 2016 Ener-Core, Inc. Other Energy **$2.5M**

Nov 2015 Lou Nanne'S Edina, LLC Restaurants **$2.8M**

Sept 2015 Juhl Renewable Assets, Inc. Other Energy **$283k**

Aug 2015 Nxt-ID, Inc. Other Technology **-**

Aug 2015 ViewRay, Inc. Agents: Northland Securities, Inc. Other Technology **$27M**

Jun 2015 Cyber adAPT, Inc. Other Technology **$3.5M**

Jun 2015 Akoustis Technologies, Inc. Other Technology **$5.3M**

May 2015 ZaZa Energy Corp Agents: PHIL RIGGIO Business Services **$2.5M**

May 2015 OrangeHook, Inc. Agents: Northland Securities, Inc. Other Technology **$500k**

Apr 2015 OrangeHook, Inc. Agents: Northland Securities, Inc. Other Technology **$3.0M**

Mar 2015 EnerJex Resources, Inc. Oil and Gas **$5.4M**

Feb 2015 Cachet Financial Solutions, Inc. Agents: Northland Securities, Inc. Other Technology **$2.4M**

Feb 2015 Align, LLC Other Health Care **$2.0M**

Feb 2015 Iveda Solutions, Inc. Business Services **$2.6M**

Oct 2014 Magnegas Corp Other Energy **$940k**

Oct 2014 Cachet Financial Solutions, Inc. Agents: Northland Securities, Inc. Other Technology **$1.8M**

Aug 2014 SecureAuth Corp Agents: Northland Securities, Inc. Other Technology **$1.0M**

Aug 2014 SecureAuth Corp Agents: Northland Securities, Inc. Other Technology **$4.0M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Katalyst Securities LLC** 2 rounds together](https://millionrounds.com/providers/katalyst-securities-llc)[**American Portfolios Financial Services** 1 round together](https://millionrounds.com/providers/american-portfolios-financial-services)[**Colliers Securities LLC** 1 round together](https://millionrounds.com/providers/colliers-securities-llc)[**Dinosaur Financial Group, L.L.C.** 1 round together](https://millionrounds.com/providers/dinosaur-financial-group-l-l-c)[**Evercore Group L.L.C.** 1 round together](https://millionrounds.com/providers/evercore-group-l-l-c)[**Lake Street Capital Markets, LLC** 1 round together](https://millionrounds.com/providers/lake-street-capital-markets-llc)

## Founders who worked with them

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