# Newport Coast Securities, Inc.: fundraiser

> Newport Coast Securities, Inc. placed 2 company rounds filed with the SEC, most recently Sept 2016. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/newport-coast-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Newport Coast Securities, Inc.

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# Newport Coast Securities, Inc.

FINRA 16944 · placing rounds since Jan 2016

**2** company rounds placed

**0** in the last two years, last Sept 2016

**$5.6M** sold in the rounds they placed

**2.0%** typical commission; the median firm takes 4.9%

Named on 9 Form D filings as paid to sell the offering: 2 for operating companies, 7 for real estate. 2 registered agents named.

## How big the rounds are

- Under $1M **7**
- $1M to $5M **3**
- $5M to $20M **7**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 4 **PA** 4 **MI** 2 **NV** 2 **IL** 1 **FL** 1 **MO** 1 **CO** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/newport-coast-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/newport-coast-securities-inc?show=all)

Filed Issuer Industry Sold

Sept 2016 Atlas Eagle Ford 2016 L.P. Oil and Gas **-**

May 2016 DelMar Pharmaceuticals, Inc. Pharmaceuticals **$5.6M**

Dec 2015 Aeolus Pharmaceuticals, Inc. Agents: Newport Coast Securities, Inc. Pharmaceuticals **$6.7M**

Nov 2015 King-Devick Test, Inc. Agents: Joseph J. Ransdell Other Health Care **-**

Aug 2015 LabStyle Innovations Corp. Agents: Maxim Group LLC Biotechnology **$790k**

Jun 2015 Atlas Eagle Ford 2015 L.P. Oil and Gas **-**

Jun 2015 LabStyle Innovations Corp. Biotechnology **$462k**

May 2015 Sevion Therapeutics, Inc. Biotechnology **$3.0M**

May 2015 Redwood Scientific Technologies, Inc. Other Health Care **$500k**

Apr 2015 Pershing Gold Corp. Other **$11M**

Mar 2015 Stationdigital Corp Telecommunications **$500k**

Mar 2015 LabStyle Innovations Corp. Biotechnology **$1.6M**

Jan 2015 Geospatial Corp Other Technology **$500k**

Dec 2014 Mri Interventions, Inc. Other Health Care **$10M**

Dec 2014 Latitude 360, Inc. Agents: N/A Other **$1.5M**

May 2014 Atlas Resources Series 34-2014 L.P. Oil and Gas **-**

Mar 2014 SANUWAVE Health, Inc. Biotechnology **$9.3M**

Mar 2014 Victory Electronic Cigarettes Corp Agents: Newport Coast Securities, Inc. Other **$16M**

Jan 2014 Adwar Drilling Fund II, L.P. Oil and Gas **$440k**

Jan 2014 Victory Electronic Cigarettes Corp Agents: Newport Coast Securities, Inc. Other **$8.2M**

Feb 2012 Adwar Drilling Fund I, L.P. Oil and Gas **$534k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Bryan Funding, Inc.** 3 rounds together](https://millionrounds.com/providers/bryan-funding-inc)[**Cadaret, Grant & Co., Inc.** 3 rounds together](https://millionrounds.com/providers/cadaret-grant-and-co-inc)[**Benjamin and Jerold Brokerage I, LLC** 3 rounds together](https://millionrounds.com/providers/benjamin-and-jerold-brokerage-i-llc)[**Berthel, Fisher & Company Financial Services, Inc.** 3 rounds together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**Anthem Securities, Inc.** 3 rounds together](https://millionrounds.com/providers/anthem-securities-inc)[**Calton & Associates, Inc.** 3 rounds together](https://millionrounds.com/providers/calton-and-associates-inc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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