# NCG Securities, LLC: fundraiser

> NCG Securities, LLC placed 2 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ncg-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / NCG Securities, LLC

Fundraiser Registered broker-dealer

# NCG Securities, LLC

FINRA 160481 · placing rounds since Oct 2016

**2** company rounds placed

**1** in the last two years, last Mar 2026

**$1.9B** sold in the rounds they placed

**9.1%** typical commission; the median firm takes 4.9%

Named on 2 Form D filings as paid to sell the offering: 2 for operating companies. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 26Q1

## What they place

- Insurance **50%**
- Other Banking and Financial Services **50%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **1**
- $100M+ **1**

## Where the companies are

**NY** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ncg-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/ncg-securities-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 New York Life Insurance & Annuity Corp Agents: Domenic Matthew Dipiero Insurance **$1.8B**

Oct 2016 FGI Worldwide Holdings LLC Agents: NCG Securities LLC Other Banking and Financial Services **$32M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Cetera Advisor Networks, LLC** 1 round together](https://millionrounds.com/providers/cetera-advisor-networks-llc)[**Cetera Advisors, LLC** 1 round together](https://millionrounds.com/providers/cetera-advisors-llc)[**Clark Securities Inc.** 1 round together](https://millionrounds.com/providers/clark-securities-inc)[**Deutsche Bank Securities Inc.** 1 round together](https://millionrounds.com/providers/deutsche-bank-securities-inc)[**Executive Services Securities** 1 round together](https://millionrounds.com/providers/executive-services-securities)[**Ascensus Broker Dealer Services, LLC** 1 round together](https://millionrounds.com/providers/ascensus-broker-dealer-services-llc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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