# Morgan Stanley Smith Barney, LLC: fundraiser > Morgan Stanley Smith Barney, LLC placed 21 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/morgan-stanley-smith-barney-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Morgan Stanley Smith Barney, LLC Fundraiser Registered broker-dealer # Morgan Stanley Smith Barney, LLC FINRA 149777 ยท placing rounds since Jan 2016 **21** company rounds placed **7** in the last two years, last Mar 2026 **$44.1B** sold in the rounds they placed **4.1%** typical commission; the median firm takes 4.9% Named on 482 Form D filings as paid to sell the offering: 21 for operating companies, 458 for funds, 3 for real estate. 6 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **1** 23Q2 **1** 23Q4 **1** 24Q4 **2** 25Q2 **2** 25Q3 **4** 25Q4 **3** 26Q1 ## What they place - Insurance **81%** - Other **11%** - Other Technology **6%** - Computers **3%** ## How big the rounds are - Under $1M **4** - $1M to $5M **1** - $5M to $20M **0** - $20M to $100M **4** - $100M+ **22** ## Where the companies are **IN** 11 **NY** 5 **OH** 5 **IL** 4 **MO** 3 **CA** 2 **FL** 1 **WA** 1 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/morgan-stanley-smith-barney-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/morgan-stanley-smith-barney-llc?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: Morgan Stanley Insurance Services, Inc. Insurance **$3.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Morgan Stanley Ins Services Insurance **$1.8B** Jan 2026 Fluidstack Ltd Agents: Morgan Stanley & Co. LLC Other Technology **$450M** Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Amir Martin, Andrew Wilshinsky, Brian J. Burns Insurance **$2.7B** Dec 2025 HNW PPVUL Series Account - 1 Agents: Morgan Stanley Insurance **$679M** Dec 2025 ZALICONY HNW PPVA Series Account - 1 Agents: Morgan Stanley Insurance **$268M** Dec 2025 HNW PPVA Series Account - 1 Agents: Morgan Stanley Insurance **$2.1B** Aug 2025 ISQ Open Infrastructure Co LLC Agents: Morgan Stanley Smith Barney LLC Other **-** Jul 2025 Centific Global Solutions, Inc. Agents: Morgan Stanley Asia Limited Other Technology **$60M** May 2025 PsiQuantum, Corp. Computers **$22M** May 2025 Hockey Parent Holdings, L.P. Agents: Morgan Stanley Smith Barney LLC Other **-** Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Wilshinsky, Brian J. Burns, Joseph Notarfrancesco Insurance **$2.6B** Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Wilshinsky, Brian J. Burns, Joseph Notarfrancesco Insurance **$2.4B** May 2023 KKR Infrastructure Conglomerate LLC Agents: Morgan Stanley Smith Barney LLC Other **-** Dec 2022 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Wilshinsky, Brian J. Burns, Joseph Notarfrancesco Insurance **$2.0B** Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Wilshinsky, Brian J. Burns, Joseph Notarfrancesco Insurance **$1.7B** Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Wilshinsky, Brian J. Burns, Joseph Notarfrancesco Insurance **$2.3B** Dec 2019 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian J. Burns, Michael D. Marchiano Insurance **$1.8B** Dec 2018 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian J. Burns, Michael D. Marchiano Insurance **$1.5B** Dec 2017 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian J. Burns, Michael D. Marchiano Insurance **$1.1B** Dec 2017 GENERAL AMERICAN LIFE INSURANCE Co Agents: Various Insurance **$413M** Mar 2017 Nationwide Private Placement Variable Account - E Agents: Andrew Wilshinsky Insurance **$4.0M** Jan 2017 Legacy Capital III, L.P. Agents: Morgan Stanley Other **$105M** Dec 2016 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian J. Burns, Michael D. Marchiano Insurance **$783M** Oct 2016 GENERAL AMERICAN LIFE INSURANCE Co Agents: Various Insurance **$364M** Sept 2016 Nationwide Private Placement Variable Account Agents: Mark Morgan Insurance **$175k** Jul 2016 Harrington Reinsurance Holdings Ltd Insurance **$552M** Dec 2015 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian J. Burns, Michael D. Marchiano Insurance **$431M** Nov 2015 GENERAL AMERICAN LIFE INSURANCE Co Agents: Myrteel M. Ward Insurance **$363M** Aug 2015 Nationwide Private Placement Variable Account Agents: Douglas Woolley, Steve Cwienkala Insurance **$20k** Aug 2015 Nationwide Private Placement Variable Account Agents: Douglas Woolley, Steve Cwienkala Insurance **$3k** Mar 2015 ABR Reinsurance Capital Holdings Ltd. Insurance **-** Mar 2015 ABR Reinsurance Capital Holdings Ltd. Insurance **-** Jul 2014 ZALICONY HNW PPVA Series Account - 1 Agents: Deborah Montaperto Insurance **$20M** Jun 2014 Nationwide Private Placement Variable Account Agents: Douglas Woolley, Steven Cwienkala Insurance **$18k** Apr 2014 HNW PPVA Series Account - 1 Agents: Edmund Agresta Insurance **$20M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**M Holdings Securities Inc.** 23 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Lion Street Financial** 19 rounds together](https://millionrounds.com/providers/lion-street-financial)[**Kestra Investment Services LLC** 19 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**Valmark Securities, Inc.** 15 rounds together](https://millionrounds.com/providers/valmark-securities-inc)[**UBS Financial Services Inc.** 15 rounds together](https://millionrounds.com/providers/ubs-financial-services-inc)[**AON Executive Benefits, Inc.** 14 rounds together](https://millionrounds.com/providers/aon-executive-benefits-inc) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Morgan Stanley Smith Barney, LLC? Claim the page to describe your work in your own words. Free. 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